MSRB

Results: 381



#Item
311Financial economics / Financial system / 73rd United States Congress / United States Securities and Exchange Commission / Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial Industry Regulatory Authority / Electronic Municipal Market Access / Financial regulation / United States securities law / Self-regulatory organizations

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]July 18, 2013 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change to Amend

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Language: English - Date: 2013-07-19 10:29:01
312Finance / Business / Self-regulatory organizations / Municipal Securities Rulemaking Board / Electronic Municipal Market Access / Bonds / U.S. Securities and Exchange Commission / Securities Exchange Act / Short / Financial regulation / Financial system / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]March 6, 2012 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Consisting

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Language: English - Date: 2012-03-07 13:06:07
313Financial regulation / Law / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / Economy of the United States / Securities Exchange Act / Rulemaking / Tower Amendment / Self-regulatory organizations / United States securities law / Municipal Securities Rulemaking Board

Notice of Withdrawal of Proposed Rule Change Consisting of Amendments to MSRB Rule G-20 (Gifts and Gratuities) and Related Amendments to MSRB Rule G-8 (Books and Records) and MSRB Rule G-9 (Preservation of Records), and

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Language: English - Date: 2011-09-27 08:01:03
31473rd United States Congress / United States Securities and Exchange Commission / Finance / Stock market / Municipal Securities Rulemaking Board / Securities Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial economics / United States securities law / Financial regulation

Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, Consisting of Proposed Interpretive Notice Concerning the Application of MSRB Rule G-17, on Conduct of Municipal Securities and Municipal Advisory

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Language: English - Date: 2011-11-16 10:25:32
315Self-regulatory organizations / Securities / United States securities law / Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Security / Securities Exchange Act / Depository Trust & Clearing Corporation / Securities and Exchange Commission / Financial economics / Financial system / Finance

Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to MSRB Rule G-14 RTRS Procedures, Paragraph (a)(ii)(C) to Extend the Expiration Date of the Three Hour Exception; Rel. No. 34-5

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Language: English - Date: 2005-12-19 17:36:21
316United States Securities and Exchange Commission / Municipal Securities Rulemaking Board / Finance / Securities Exchange Act / Security / U.S. Securities and Exchange Commission / Credit rating agency / Broker-dealer / Investor Protection and Securities Reform Act / Financial economics / Financial regulation / United States securities law

MSRB M unicipal Securities Rulem aking Board April 29, 2014

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Language: English - Date: 2014-04-30 09:16:44
317United States Securities and Exchange Commission / Municipal Securities Rulemaking Board / Law / U.S. Securities and Exchange Commission / Government / Self-regulatory organization / Securities Exchange Act / Rulemaking / Tower Amendment / United States securities law / Financial regulation / 73rd United States Congress

Microsoft Word[removed]MSRB App Order.doc

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Language: English - Date: 2007-08-07 15:19:02
318Financial economics / Business / Municipal Securities Rulemaking Board / United States securities law / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial adviser / Securities Exchange Act / Investment Advisers Act / Financial regulation / Finance / Self-regulatory organizations

SECURITIES AND EXCHANGE COMMISSION (RELEASE NO[removed]; File No. SR-MSRB[removed]August 2, 2011 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed New Rule A-11, on Muni

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Language: English - Date: 2011-08-03 17:40:21
319Stock market / United States securities law / Financial system / Municipal Securities Rulemaking Board / Bonds / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Securities Industry and Financial Markets Association / Rulemaking / Financial economics / Self-regulatory organizations / Investment

MSRB M unicipal Securities Rulem aking Board

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Language: English - Date: 2014-01-15 10:17:51
320Financial system / 73rd United States Congress / United States Securities and Exchange Commission / Municipal Securities Rulemaking Board / Electronic Municipal Market Access / U.S. Securities and Exchange Commission / Securities Exchange Act / Security / Auction rate security / Financial regulation / Financial economics / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]July 21, 2009 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Prop

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Language: English - Date: 2009-07-22 14:09:09
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