MSRB - PDFSEARCH.IO - Document Search Engine

MSRB
Results: 381

#	Item
281	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]December 8, 2004 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change To Create Re Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-12-09 12:30:56 73rd United States Congress United States Securities and Exchange Commission U.S. Securities and Exchange Commission Government Self-regulatory organization Municipal bond Securities Exchange Act Financial system Electronic Municipal Market Access Financial regulation United States securities law Municipal Securities Rulemaking Board
282	Notice of Filing of Proposed Rule Change Consisting of Amendments to Streamline New Issue Information Submission Requirements Under MSRB Rules G-32 and G-34 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-11-02 15:38:08 Stock market Securities United States securities law Bonds Electronic Municipal Market Access Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Auction rate security Security Financial economics Investment Finance
283	Order Granting Approval of a Proposed Rule Change Consisting of a Restatement of an Interpretive Notice Concerning the Application of MSRB Rule G-17 to Sophisticated Municipal Market Professionals Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-05-28 10:19:37 Municipal Securities Rulemaking Board 73rd United States Congress United States Securities and Exchange Commission Financial Industry Regulatory Authority Financial system U.S. Securities and Exchange Commission Security Business Securities Exchange Act Self-regulatory organizations United States securities law Financial regulation
284	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]August 12, 2009 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-08-13 13:39:56 Self-regulatory organizations Stock market Municipal Securities Rulemaking Board Bonds U.S. Securities and Exchange Commission Securities Industry and Financial Markets Association Securities Exchange Act Financial economics Financial system Investment
285	SR-MSRB[removed]Exhibit 5 Note: Proposed new language is underlined. Proposed deletions are enclosed in brackets. RESTATED INTERPRETIVE NOTICE REGARDING THE APPLICATION OF MSRB RULES TO TRANSACTIONS WITH SOPHISTICATED M Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-04-11 08:02:48 Financial markets United States securities law Self-regulatory organizations Municipal Securities Rulemaking Board United States Securities and Exchange Commission Securities market Broker-dealer Security Underwriting Financial economics Finance Financial system
286	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]August 18, 2009 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Am Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-08-21 14:03:25 Financial regulation Self-regulatory organizations Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Financial system Securities Exchange Act Economy of the United States Securities Act United States securities law 73rd United States Congress United States Securities and Exchange Commission
287	Notice · MSRB.org MSRB NOTICE[removed]NOVEMBER 23, 2012) SECOND REQUEST FOR COMMENT ON DRAFT RULE REQUIRING UNDERWRITERS TO SUBMIT 529 COLLEGE SAVINGS PLAN INFORMATION TO THE MSRB Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-06-24 18:57:29 Finance Self-regulatory organizations Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Electronic Municipal Market Access Asset allocation Mutual fund Securities market Underwriting Financial economics Investment Actuarial science
288	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]July 15, 2009 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-07-17 10:28:31 Finance SEC filings United States securities law 73rd United States Congress United States Securities and Exchange Commission Electronic Municipal Market Access Municipal Securities Rulemaking Board Comprehensive annual financial report Generally Accepted Accounting Principles Accountancy Economy of the United States Self-regulatory organizations
289	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]March 28, 2013 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change R Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-03-29 14:35:12 Financial regulation U.S. Securities and Exchange Commission United States Securities and Exchange Commission Law Government Securities Exchange Act Securities market Rulemaking Self-regulatory organizations Municipal Securities Rulemaking Board United States securities law
290	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]July 30, 2009 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Amen Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-08-03 08:57:27 73rd United States Congress United States Securities and Exchange Commission U.S. Securities and Exchange Commission Self-regulatory organization Law Government Securities Exchange Act Rulemaking Tower Amendment Municipal Securities Rulemaking Board United States securities law Financial regulation

UPDATE