MSRB

Results: 381



#Item
271Bonds / Self-regulatory organizations / Auction rate security / Securities / Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Security / Municipal bond / Auction / Financial economics / Economics / Business

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]November 21, 2008 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change to MSRB

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Language: English - Date: 2008-11-24 12:06:15
272Financial regulation / Law / U.S. Securities and Exchange Commission / Government / Securities Exchange Act / Rulemaking / Tower Amendment / Electronic Municipal Market Access / Self-regulatory organizations / Municipal Securities Rulemaking Board / United States securities law

Order Approving Proposed Rule Change Regarding Amendments to Rule G-40, on Electronic Mail Contacts, and Form G-40; Rel. No[removed], File No. SR-MSRB[removed]

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Language: English - Date: 2005-08-01 18:04:18
273Financial economics / Financial regulation / Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Securities Exchange Act / Telemarketing / Broker-dealer / Net capital rule / Business / Self-regulatory organizations / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]August 21, 2003 Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the Municipal Securities Rulemaking Board Rel

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Language: English - Date: 2004-04-20 16:47:37
274Business / Municipal Securities Rulemaking Board / Law / 73rd United States Congress / United States Securities and Exchange Commission / Marketing / U.S. Securities and Exchange Commission / Securities Exchange Act / Franchising / Electronic Municipal Market Access / Financial regulation / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]April 23, 2009 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating t

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Language: English - Date: 2009-04-24 14:15:19
275Financial economics / 73rd United States Congress / United States Securities and Exchange Commission / United States securities law / Municipal Securities Rulemaking Board / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Fiduciary / Self-regulatory organization / Law / Financial regulation / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]September 7, 2011 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule G-36, on Fiduc

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Language: English - Date: 2011-09-07 16:39:14
276Self-regulatory organizations / Financial system / United States securities law / Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Securities Exchange Act / Short / Securities market / Federal Reserve System / Financial regulation / Finance / Business

Notice of Proposed Rule Change to Offer New Historical Data Product (Rel. No[removed], SR-MSRB[removed])

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Language: English - Date: 2004-10-13 12:23:07
277Financial regulation / Self-regulatory organizations / Municipal Securities Rulemaking Board / Financial system / U.S. Securities and Exchange Commission / Financial economics / Securities Exchange Act / Security / Securities Act / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Notice of Filing of Proposed Rule Change Relating to Amendments to MSRB Rule G-20, on Gifts and Gratuities, and MSRB Rule G-8, on Recordkeeping

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Language: English - Date: 2005-08-19 16:21:58
278Bonds / Securities / Self-regulatory organizations / Municipal Securities Rulemaking Board / Electronic Municipal Market Access / Stock market / Auction rate security / U.S. Securities and Exchange Commission / Securities Industry and Financial Markets Association / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed], File No. SR-MSRB[removed]January 7, 2009 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of Proposed Rule Change as

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Language: English - Date: 2009-01-08 13:38:17
279Financial economics / Financial system / Municipal Securities Rulemaking Board / Security / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / Securities Exchange Act / ACT / Repurchase agreement / Self-regulatory organizations / United States securities law / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]June 22, 2004 Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the Municipal Securities Rulemaking Board Relat

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Language: English - Date: 2004-06-22 18:04:31
280Financial regulation / U.S. Securities and Exchange Commission / Law / Government / Securities Exchange Act / Rulemaking / Self-regulatory organizations / United States securities law / Municipal Securities Rulemaking Board

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Administrative Rules (Rules A-3(f) and A-6(c)) Relating to Board Member Compensation; Rel. No[removed], File No. SR-MSRB-200

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Language: English - Date: 2006-01-10 10:28:38
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