MSRB

Results: 381



#Item
261United States Securities and Exchange Commission / Self-regulatory organizations / Municipal Securities Rulemaking Board / Financial system / United States / U.S. Securities and Exchange Commission / Securities Act / Securities Exchange Act / General Securities Principal Exam / United States securities law / Financial regulation / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]September 7, 2004 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of

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Language: English - Date: 2004-09-08 10:15:05
262Financial system / Self-regulatory organizations / Financial economics / Municipal Securities Rulemaking Board / United States securities law / Financial markets / U.S. Securities and Exchange Commission / Security / Securities Exchange Act / Financial regulation / Business / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]April 8, 2003 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to

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Language: English - Date: 2004-05-18 16:01:06
26373rd United States Congress / United States Securities and Exchange Commission / Municipal Securities Rulemaking Board / Economy of the United States / Financial system / U.S. Securities and Exchange Commission / Securities Act / Financial Industry Regulatory Authority / Securities Exchange Act / United States securities law / Self-regulatory organizations / Financial regulation

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 9/10 Examination Program; Rel. No[removed], File No. SR-MSRB[removed]

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Language: English - Date: 2005-10-28 11:51:38
264Stock market / Securities / United States securities law / Electronic Municipal Market Access / 73rd United States Congress / United States Securities and Exchange Commission / Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Securities Exchange Act / Financial economics / Investment / Business

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]December 23, 2009 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 to Proposed

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Language: English - Date: 2009-12-30 09:50:52
265U.S. Securities and Exchange Commission / Business / Financial regulation / Security / Securities Exchange Act / Securities market / Radio Televizija Republike Srpske / Financial system / Self-regulatory organizations / Municipal Securities Rulemaking Board / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]March 8, 2013 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Pr

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Language: English - Date: 2013-03-11 15:04:12
266Bonds / Securities / Stock market / Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Electronic Municipal Market Access / Securities Industry and Financial Markets Association / Auction rate security / Credit rating agency / Financial economics / Finance / Investment

Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to MSRB Rule G-34, CUSIP Numbers and New Issue Requirements, to Enhance the Interest Rate and Descriptive Information Currently Col

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Language: English - Date: 2010-08-23 14:39:07
267United States securities law / Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Money laundering / Securities Exchange Act / Bank Secrecy Act / Patriot Act / Self-regulatory organization / Terrorism financing / Financial regulation / Law / Business

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]July 11, 2003 Self-Regulatory Organizations; Order Granting Approval of a Proposed Rule Change by the Municipal Securities Rulemaking Bo

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Language: English - Date: 2004-04-20 16:49:30
268United States securities law / Municipal Securities Rulemaking Board / 73rd United States Congress / United States Securities and Exchange Commission / U.S. Securities and Exchange Commission / Underwriting / Securities Exchange Act / Bond / Self-regulatory organization / Financial economics / Financial system / Economics

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of Solicitation under MSRB Rules G-37 and G-38; Rel. No[removed], File No. SR-MSRB[removed]

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Language: English - Date: 2005-12-14 17:14:12
269United States securities law / U.S. Securities and Exchange Commission / United States Securities and Exchange Commission / Financial system / Self-regulatory organization / Securities Exchange Act / Economy of the United States / Nationally recognized statistical rating organization / Security / Financial regulation / Municipal Securities Rulemaking Board / Electronic Municipal Market Access

Notice of Filing of Proposed Rule Change Relating to Amendments to the Continuing Disclosure Service of the MSRB’s Electronic Municipal Market Access System (EMMA®)

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Language: English - Date: 2010-05-27 09:37:20
270Finance / Securities / United States securities law / Financial regulation / United States Securities and Exchange Commission / Municipal Securities Rulemaking Board / Depository Trust & Clearing Corporation / U.S. Securities and Exchange Commission / Securities Exchange Act / Financial economics / Financial system / Self-regulatory organizations

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]May 16, 2008 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to

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Language: English - Date: 2008-05-19 10:28:46
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