MSRB

Results: 381



#Item
251Financial regulation / Municipal Securities Rulemaking Board / Financial system / U.S. Securities and Exchange Commission / Self-regulatory organization / Finance / Securities Act / Securities Exchange Act / Tower Amendment / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

Order Approving Proposed Rule Change Relating to Month-End Performance Data for Municipal Fund Securities under MSRB Rule G-21

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Language: English - Date: 2005-08-19 16:12:47
25273rd United States Congress / United States Securities and Exchange Commission / Financial system / Securities / Self-regulatory organizations / Municipal Securities Rulemaking Board / Electronic Municipal Market Access / U.S. Securities and Exchange Commission / Securities Exchange Act / United States securities law / Financial economics / Financial regulation

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]October 2, 2009 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Am

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Language: English - Date: 2009-10-06 10:55:42
253Finance / Financial regulation / Municipal Securities Rulemaking Board / United States securities law / U.S. Securities and Exchange Commission / Securities Exchange Act / Depository Trust & Clearing Corporation / Short / Financial system / Self-regulatory organizations / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]November 30, 2012 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of

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Language: English - Date: 2012-12-03 07:13:23
254Municipal Securities Rulemaking Board / 73rd United States Congress / United States Securities and Exchange Commission / U.S. Securities and Exchange Commission / Securities Exchange Act / Financial system / Government / Tower Amendment / United States securities law / Self-regulatory organizations / Financial regulation

Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendment to Rule G-41, on Anti-Money Laundering Compliance Programs; Rel. No[removed], File No. SR-MSRB-2005-

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Language: English - Date: 2005-04-28 10:36:25
255Financial regulation / U.S. Securities and Exchange Commission / Securities Exchange Act / Fidelity Investments / Financial system / Economy of the United States / Self-regulatory organizations / Municipal Securities Rulemaking Board / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]May 8, 2003 Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the Municipal Securities Rulemaking Board Relatin

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Language: English - Date: 2004-05-18 16:00:49
256Financial economics / Municipal Securities Rulemaking Board / United States securities law / Financial markets / U.S. Securities and Exchange Commission / Securities Exchange Act / Securities market / Day trading / Short / Finance / Business / Financial regulation

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]August 31, 2004 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change Relating to A

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Language: English - Date: 2004-09-01 14:59:25
257Government / Financial regulation / Law / United States securities law / U.S. Securities and Exchange Commission / Rulemaking / Securities Exchange Act / Federal Register / United States administrative law / Self-regulatory organizations / Municipal Securities Rulemaking Board

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]May 9, 2012 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of a Designation of a Longer Period for Commiss

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Language: English - Date: 2012-05-10 13:29:02
258Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Law / Government / Securities Exchange Act / Rulemaking / Tower Amendment / Self-regulatory organizations / United States securities law / Financial regulation

Order Approving Proposed Rule Change Relating to Amendments to MSRB Rule G-20, on Gifts and Gratuities, and MSRB Rule G-8, on Recordkeeping; Rel. No[removed], File No. SR-MSRB[removed]

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Language: English - Date: 2005-10-04 19:04:10
259United States securities law / Stock market / 73rd United States Congress / United States Securities and Exchange Commission / Securities / Municipal Securities Rulemaking Board / Securities Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Financial economics / Finance / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]September 6, 2011 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Consist

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Language: English - Date: 2011-09-06 14:50:15
260Securities Exchange Act / United States Securities and Exchange Commission / Financial regulation / U.S. Securities and Exchange Commission / Municipal Securities Rulemaking Board / Business / Financial economics / Securities regulation in the United States / World Group Securities / United States securities law / Self-regulatory organizations / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]September 7, 2004 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change and Ame

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Language: English - Date: 2004-09-08 15:44:34
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