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SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoFebruary 13, 2015 Admin. Proc. File NoIn the Matter of the Application of
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Document Date: 2015-02-13 12:02:52

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Company

High Yield Partners LLC / Greenwich High Yield LLC / Financial Industry Regulatory Authority Inc. / RJ Tower Corporation / High Yield Partners Income LLC / Werner Enterprises Inc. / Standard & Poor's / New York Stock Exchange. / Collins & Aikman Corporation / Controlled Accounts / E. Magnus Oppenheim & Co. / /

Country

United States / /

Currency

USD / /

Event

M&A / FDA Phase / Debt Financing / Company Listing Change / Product Release / /

IndustryTerm

fraudulent device / electronic communications / involved retail customers / retail customer / retail customers / applicable retail customer / /

MarketIndex

Set 10 / /

Organization

COMMISSION REGISTERED SECURITIES ASSOCIATION / FINRA / SECURITIES AND EXCHANGE COMMISSION Washington / D.C. / National Adjudicatory Council / NASD / FINRA's Department of Market Regulation / /

Person

Alan Lawhead / David M. Levine / D. Jeffrey Lane / Derrick Leak / Jeffrey Lane / Marcus Lane / B. Marcus Lane / Michael Garawski / Joseph S. Amundsen / Robert D. Tucker / ROBERT MARCUS LANE / /

Position

chief executive officer / senior regulatory analyst / Trade Registered representative / registered representative and his supervisor / broker /dealer / Chief Compliance Officer / supervisor / officer and sole trader / representative / Hearing Officer / Registered representative / /

Product

Exchange Act / IM-2440 / /

URL

http /

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