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Date: 2007-12-12 13:04:03 Financial regulation Financial Industry Regulatory Authority Securities Exchange Act Self-regulatory organization U.S. Securities and Exchange Commission General Securities Principal Exam New York Stock Exchange NYSE Euronext Selling away United States securities law Economy of the United States Financial system		Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Download Document from Source Website File Size: 206,22 KB Share Document on Facebook

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