Financial Services and Markets Act

Results: 894



#Item
1Draft Regulations laid before Parliament under sections 22B and 429(1), (2) and (4) of, and paragraphof Schedule 2 to, the Financial Services and Markets Act 2000, for approval by resolution of each House of Parli

Draft Regulations laid before Parliament under sections 22B and 429(1), (2) and (4) of, and paragraphof Schedule 2 to, the Financial Services and Markets Act 2000, for approval by resolution of each House of Parli

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Source URL: www.gov.uk

- Date: 2016-11-21 13:00:21
    2THE FINANCIAL SERVICES PRACTITIONER PANEL ANNUAL REPORT

    THE FINANCIAL SERVICES PRACTITIONER PANEL ANNUAL REPORT

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    Source URL: www.fca-pp.org.uk

    Language: English - Date: 2015-04-15 10:28:52
    3STATEMENT FOR SELF-CERTIFIED HIGH NET WORTH INDIVIDUAL I declare that I am a certified high net worth individual for the purposes of the Financial Services and Markets ActFinancial Promotion) OrderI underst

    STATEMENT FOR SELF-CERTIFIED HIGH NET WORTH INDIVIDUAL I declare that I am a certified high net worth individual for the purposes of the Financial Services and Markets ActFinancial Promotion) OrderI underst

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    Source URL: 3pymgx13iq6338mm7t4caazw.wpengine.netdna-cdn.com

    Language: English - Date: 2016-05-04 11:55:29
    4T h i r d S u r v e y o f t h e F S A’s Regulatory Performance THE FINANCIAL SERVICES P RA CT I T I O N E R PA N E L December

    T h i r d S u r v e y o f t h e F S A’s Regulatory Performance THE FINANCIAL SERVICES P RA CT I T I O N E R PA N E L December

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    Source URL: www.fca-pp.org.uk

    Language: English - Date: 2015-04-15 11:15:04
    5CLEARING SERVICES CACEIS provides efficient and reliable clearing solutions for cash equity and derivatives markets. Our customer base comprises a broad range of asset managers, institutional investors, brokerdealers, ba

    CLEARING SERVICES CACEIS provides efficient and reliable clearing solutions for cash equity and derivatives markets. Our customer base comprises a broad range of asset managers, institutional investors, brokerdealers, ba

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    Source URL: www.caceis.com

    Language: English - Date: 2016-06-06 10:37:15
    6THE FINANCIAL SERVICES PRACTITIONER PANEL ANNUAL REPORT

    THE FINANCIAL SERVICES PRACTITIONER PANEL ANNUAL REPORT

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    Source URL: www.fca-pp.org.uk

    Language: English - Date: 2015-04-15 10:27:18
    7Investor Registration Form

    Investor Registration Form

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    Source URL: www.thefsegroup.com

    Language: English - Date: 2016-06-28 04:52:23
    8Intermediary Disclosure Statement 1. INTRODUCTION In terms of the General Code of Conduct of the Financial Advisory and Intermediary Services (FAIS) Act, Velocity Trade Financial Services (Pty) Ltd (Registration number 2

    Intermediary Disclosure Statement 1. INTRODUCTION In terms of the General Code of Conduct of the Financial Advisory and Intermediary Services (FAIS) Act, Velocity Trade Financial Services (Pty) Ltd (Registration number 2

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    Source URL: mtnz.tradedesk.co.za

    Language: English - Date: 2016-06-09 05:35:34
    9Short & Simple 1b/2016 The Financial Market Infrastructure and Market Conduct in Securities and Derivatives Trading Act (FMIA; Financial Market Infrastructure Act) – Regulation on Derivatives Trading

    Short & Simple 1b/2016 The Financial Market Infrastructure and Market Conduct in Securities and Derivatives Trading Act (FMIA; Financial Market Infrastructure Act) – Regulation on Derivatives Trading

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    Source URL: www.kellerhals-carrard.ch

    Language: English - Date: 2016-06-28 05:44:16
    10CORPORATE SERVICES Cayman Islands Stock Exchange A Guide to Listing Cayman Islands Stock Exchange - a guide to listing

    CORPORATE SERVICES Cayman Islands Stock Exchange A Guide to Listing Cayman Islands Stock Exchange - a guide to listing

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    Source URL: www.careygroup.eu

    Language: English - Date: 2015-10-20 12:08:34