Division of Trading and Markets No-Action Letter: SIFMA

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Date: 2013-01-11 10:59:43 Financial system Registered Investment Advisor Securities Industry and Financial Markets Association Broker-dealer Investment Advisor U.S. Securities and Exchange Commission Investment Advisers Act Financial adviser Broker Financial economics Finance Financial markets		Division of Trading and Markets No-Action Letter: SIFMA Add to Reading List Source URL: www.sec.gov Download Document from Source Website File Size: 212,87 KB Share Document on Facebook

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