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#	Item
971	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-07-16 11:28:32 Financial system United States Securities and Exchange Commission Investment United States securities law Financial regulation Self-regulatory organization Securities Exchange Act U.S. Securities and Exchange Commission New York Stock Exchange Financial markets NYSE Euronext Financial economics
972	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]August 12, 2013 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of a Proposed Rule Change to Assume Operational Resp Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-13 04:41:47 Business Financial Industry Regulatory Authority Financial regulation NYSE Euronext Securities Exchange Act NASDAQ U.S. Securities and Exchange Commission OMX ACT Economy of the United States United States securities law Self-regulatory organizations
973	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-09-30 11:09:11 Financial markets Investment NYSE Euronext Self-regulatory organizations United States Securities and Exchange Commission Securities Exchange Act Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Alternative Trading Systems Financial economics United States securities law Financial system
974	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-07-27 12:55:24 Business Financial Industry Regulatory Authority Financial economics Securities Exchange Act Self-regulatory organization New York Stock Exchange U.S. Securities and Exchange Commission Euronext Securities regulation in the United States United States securities law NYSE Euronext Economy of the United States
975	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]August 30, 2013 Self-Regulatory Organizations; NASDAQ OMX BX Inc.; Notice of Designation of Longer Period for Commission Action on Procee Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-30 14:26:16 United States Securities and Exchange Commission United States securities law U.S. Securities and Exchange Commission New York Stock Exchange BX Euronext Disapproval voting Securities Exchange Act Economy of the United States NYSE Euronext New Deal agencies 73rd United States Congress
976	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-02 16:12:22 Financial Industry Regulatory Authority Business Securities Exchange Act Self-regulatory organization U.S. Securities and Exchange Commission NYSE Euronext Selling away Trade Reporting And Compliance Engine United States securities law Financial regulation Financial system
977	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]August 2, 2013 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change to Amend NYSE Rule 4 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-03 09:11:40 Economy of the United States NYSE Euronext Business NYSE Arca New York Stock Exchange Consolidated Tape Association Pacific Exchange Securities Exchange Act Day trading Self-regulatory organizations Financial markets Financial economics
978	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-30 14:11:48 Financial regulation United States Securities and Exchange Commission Financial Industry Regulatory Authority Securities Exchange Act New York Stock Exchange U.S. Securities and Exchange Commission United States NYSE Euronext United States securities law Self-regulatory organizations Economy of the United States
979	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-03-27 12:09:23 Economy of the United States Financial regulation Self-regulatory organizations United States Securities Exchange Act Financial Industry Regulatory Authority NYSE Euronext U.S. Securities and Exchange Commission Securities regulation in the United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
980	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 5190 to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-30 09:32:08 Financial regulation Securities Exchange Act Economy of the United States U.S. Securities and Exchange Commission Financial system New York Stock Exchange NYSE Euronext United States securities law Self-regulatory organizations Financial Industry Regulatory Authority

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