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#	Item
991	2005finallists.website.xls Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-08-08 14:33:01 Self-regulatory organizations Stock market Investment NASDAQ American Stock Exchange Stock exchange P chip NYSE Euronext Economy of New York City New York City Economy of the United States
992	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-09-10 11:31:43 Financial Industry Regulatory Authority Financial economics Securities Exchange Act Self-regulatory organization NYSE Euronext U.S. Securities and Exchange Commission General Securities Representative Exam Selling away Mary Schapiro United States securities law Business Financial system
993	Foreign Companies Registered and Reporting With the U.S. Securities and Exchange Commission - Market Summary, as of December 31, 2011 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-06-13 11:38:41 NASDAQ New York Stock Exchange New York NYSE Euronext Global Electronic Trading Company Economy of the United States New York City NYSE Arca
994	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]September 26, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-27 09:01:27 Finance Economy of the United States New York Stock Exchange Securities Exchange Act Depository Trust & Clearing Corporation U.S. Securities and Exchange Commission Chicago Stock Exchange NYSE Euronext Self-regulatory organizations Financial economics Financial system
995	Comment Letter (s7-39-04) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-03-08 15:53:30 United States Securities and Exchange Commission U.S. Securities and Exchange Commission Business Regulation NMS New York Stock Exchange Euronext Commodity Futures Trading Commission Financial system Government Financial regulation NYSE Euronext Self-regulatory organization
996	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEAmex[removed]January 22, 2010 Self-Regulatory Organizations; NYSE Amex, Inc.; Order Approving Proposed Rule Change to Establish the NYSE Amex Rea Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-25 11:03:30 New York Stock Exchange Market data NYSE Arca Economics Securities Exchange Act Financial economics Regulation NMS Market NYSE Euronext United States Securities and Exchange Commission Financial markets Economy of the United States
997	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]November 6, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change to Establish a Retail Liq Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-06 16:40:23 Investment United States Securities and Exchange Commission Finance NYSE Arca NYSE Euronext New York Stock Exchange Regulation NMS Electronic trading Securities Exchange Act Stock market Financial markets Financial economics
998	Exhibit to File No. SR-NYSEAmex[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-06 10:10:19 Economy of New York City Stock market NASDAQ Order New York Stock Exchange Financial markets American Stock Exchange NYSE Euronext Economy of the United States Financial economics New York City
999	Number of Foreign Companies Registered and Reporting With the U.S. Securities and Exchange Commission - Summary Information Based on Country of Incorporation Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-04-04 09:54:35 Economy of New York City New York NASDAQ New York Stock Exchange NYSE Euronext Self-regulatory organizations Options Clearing Corporation Economy of the United States New York City NYSE Arca
1000	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASD[removed]November 6, 2007 Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory A Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-11-08 14:20:18 Business Financial Industry Regulatory Authority Securities Exchange Act NYSE Euronext Self-regulatory organization U.S. Securities and Exchange Commission NASDAQ New York Stock Exchange ACT United States securities law Economy of the United States United States