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221	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Amex[removed]November 22, 2006 Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment Nos Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-12-01 15:58:05 Funds Stock market index Closed-end fund Capitalization-weighted index Futures contract Stock market Companies listed on the New York Stock Exchange HUI Gold Index Financial economics Investment Nuveen Investments
222	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]June 3, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Tr Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-04 10:23:47 Stock market Funds Collective investment schemes Exchange-traded fund Mutual fund American depositary receipt Closed-end fund Advisorshares Security Financial economics Investment Finance
223	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; File No[removed]Elkhorn Securities, LLC and Elkhorn Unit Trust; Notice of Application April 17, 2014 Agency: Securities and Exchange Commi Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-18 10:56:24 Financial services Collective investment schemes 76th United States Congress Investment Company Act Unit investment trust Exchange-traded fund Security Closed-end fund Financial adviser Financial economics Investment Funds
224	RE:Release No. IC-26356; File No. S7-09-04, Prohibition on the Use of Brokerage Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-05-12 17:16:48 Financial services Mutual fund fees and expenses Collective investment schemes Institutional investors Open-end fund Financial economics Investment Funds
225	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Conform Year-End Financial Reporting Deadline Applicable to Clearing Members Primarily Regulated as Futures Commission...; Rel. No[removed], File N Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-07-25 21:20:39 United States Securities and Exchange Commission Options Clearing Corporation Commodity Futures Trading Commission Securities Exchange Act U.S. Securities and Exchange Commission Government Financial system United States securities law Financial regulation 73rd United States Congress
226	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]December 18, 2012 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change to List and Trade First Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-18 19:32:59 Funds Collective investment schemes Financial services United States Securities and Exchange Commission Exchange-traded fund Security U.S. Securities and Exchange Commission Closed-end fund Securities Exchange Act Financial economics Investment Finance
227	Q & A on Royalty Reporting Processes 1. When amending pre payout royalty after the end of the Period, do I need to file both the MRC and EOP amendments? The Pre Payout End of Period (EOP) royalty template that was introd Add to Reading List Source URL: www.energy.alberta.ca Language: English - Date: 2014-04-22 17:57:07 OASIS Intellectual property law Patent law Royalties
228	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]October 9, 2013 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change Relating Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-10 14:02:44 Financial services Collective investment schemes Exchange-traded fund Mutual fund Closed-end fund Futures contract Financial adviser Net asset value U.S. Securities and Exchange Commission Financial economics Investment Funds
229	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]October 25, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change to List and Trade Shares Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-25 17:11:49 Funds Financial services Collective investment schemes Exchange-traded funds SPDR Mutual fund Closed-end fund State Street Global Advisors Stock market index Financial economics Investment Finance
230	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]August 26, 2013 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-27 06:47:27 Funds Collective investment schemes Financial services Financial markets Exchange-traded fund Futures contract Mutual fund Commodity Futures Trading Commission Closed-end fund Financial economics Investment Finance

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