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#	Item
841	All Securities Law, Franchise Law, and Take-Over Law Filings for[removed]through[removed]Securities Law Registration Filings Made with DFI’s Securities Division Firm Name Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2014-08-25 09:24:48 Primary dealers House of Morgan Stock market Institutional investors JPMorgan Chase Security Mutual fund Investment Financial economics Dow Jones Industrial Average
842	Topics for Discussion - August 27, 2013 Credit Unions Rulemaking Hearing Add to Reading List Source URL: www.dfi.wa.gov Language: English - Date: 2013-08-23 18:29:43 Corporations law Business Private law Audit committee Auditing Board of directors Supervisory board Corporate governance Management Committees
843	Draft 2 on Reasonable Compensation Rulemaking Add to Reading List Source URL: www.dfi.wa.gov Language: English - Date: 2013-10-21 14:37:05 Business Private law Auditing Management Audit committee Board of directors Law Credit union Corporations law Corporate governance Committees
844	OMB APPROVAL OMB Number: [removed]Expires: September 30, 2005 Estimated average burden hours per response[removed]25 Add to Reading List Source URL: www.dfi.wa.gov Language: English - Date: 2006-07-20 19:14:18 Finance Securities Exchange Act Broker-dealer U.S. Securities and Exchange Commission Self-regulatory organization Financial Industry Regulatory Authority Net capital rule Registered Investment Advisor United States securities law Financial economics Financial system
845	SBEIC Exemption - Division of Credit Unions Reasonable Compensation Rulemaking Add to Reading List Source URL: www.dfi.wa.gov Language: English - Date: 2013-11-22 17:42:26 Private law Committees Management Board of directors Business law Credit union Business Corporate governance Corporations law
846	FEDERAL DEPOSIT INSURANCE CORPORATION Add to Reading List Source URL: dfi.wa.gov Language: English - Date: 2013-02-05 18:07:19 Federal Reserve System Government United States federal banking legislation Banks OneWest Bank Dodd–Frank Wall Street Reform and Consumer Protection Act Bank regulation in the United States Federal Deposit Insurance Corporation Financial regulation
847	July 16, 2014 Escrow Committee Meeting Enforcement Report Add to Reading List Source URL: dfi.wa.gov Language: English - Date: 2014-07-14 18:36:26 Law Real property law Escrow Personal finance
848	Revised no action letter for Ashcroft Legal and Escrow Services, LLC under the Escrow Agent Registration Act Add to Reading List Source URL: www.dfi.wa.gov - Date: 2011-09-09 13:43:19
849	Microsoft Word[removed]WCUL Model By-Laws.doc Add to Reading List Source URL: www.dfi.wa.gov Language: English - Date: 2013-06-19 11:56:44 Committees Corporate governance Corporations law Management Private law Credit union South Carolina Federal Credit Union Business Board of directors Business law
850	Microsoft Word - Sample Specific Offering Circular FINAL.doc Add to Reading List Source URL: www.dfi.wa.gov Language: English - Date: 2006-10-17 15:27:44 United States housing bubble Mortgage Economics Mortgage loan Loan origination Mortgage broker Loan-to-value ratio Security Super jumbo mortgage Mortgage industry of the United States Financial economics Finance

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