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Cross-filing
Results: 85

#	Item
71	Notice of Filing of Proposed Rule Change Modifying the Definition of Cross and Cross with Size Order Types Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-17 15:17:24 Financial economics Regulation NMS Chicago Stock Exchange Stock market Financial system Economy of the United States Securities Exchange Act U.S. Securities and Exchange Commission Order United States Securities and Exchange Commission United States securities law 73rd United States Congress
72	Notice of Filing of a Proposed Rule Change to Introduce Cross-Margining of Certain Positions Cleared at the Fixed Income Clearing Corporation and Certain Positions Cleared at New York Portfolio Clearing, LLC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-24 11:36:18 Financial markets Securities First Issues Collectors Club Depository Trust & Clearing Corporation Futures contract Options Clearing Corporation Clearing Portfolio margin Margin Financial economics Finance Financial system
73	CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify CBSX Rule 51.8 to Add Pegged Cross Orders, to Add an Interpretation Regarding Pricing of Cross Orders, and to Add Greater Flexibility t Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-29 15:31:19 Economy of the United States United States Securities and Exchange Commission United States securities law 73rd United States Congress Chicago Stock Exchange Securities Exchange Act Order Chicago Board Options Exchange Intermarket sweep order Stock market Financial economics Investment
74	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update a Cross-Reference in FINRA Rule[removed]Customer Confirmations) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-17 14:06:39 Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization Financial system Economy of the United States Securities regulation in the United States United States securities law Financial Industry Regulatory Authority Financial regulation
75	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Threshold Levels for Tier-based Rebates for Qualified Contingent Cross Orders and Solicitation Orders Executed on the Exchange Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-07 10:54:37 Rebate Securities Exchange Act Finance Exchange-traded fund U.S. Securities and Exchange Commission Financial economics Investment International Securities Exchange
76	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Certain Cross-References within Certain FINRA Rules Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-04 15:56:58 Securities Exchange Act Self-regulatory organization U.S. Securities and Exchange Commission Financial system Economy of the United States Selling away United States securities law Financial Industry Regulatory Authority Financial regulation
77	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Rule Cross-References within Certain FINRA Rules Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-11-15 09:33:25 Financial Industry Regulatory Authority Securities Exchange Act Municipal Securities Rulemaking Board Economy of the United States U.S. Securities and Exchange Commission Financial system United States securities law Self-regulatory organizations Financial regulation
78	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Cross-Margining Agreement Between OCC and CME Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-06-11 15:52:56 Options Clearing Corporation Securities Exchange Act XM Satellite Radio Financial economics Financial system Finance United States securities law 73rd United States Congress United States Securities and Exchange Commission
79	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]December 22, 2011 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-27 09:27:06 Investment Finance Mathematical finance Adobe Flex Cross-platform software Flex Chicago Board Options Exchange Order Algorithmic trading Financial markets Financial economics Stock market
80	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Another Tier to an Existing Rebate Program for Qualified Contingent Cross Orders and Solicitation Orders Executed on the Exchange Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-11-09 09:54:35 Finance Rebate Sales promotion Securities Exchange Act International Securities Exchange Exchange-traded fund U.S. Securities and Exchange Commission Financial economics United States securities law Investment

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