Commissions

Results: 6780



#Item
611Financial analyst / Securities research / Investment banking / Economics / U.S. Securities and Exchange Commission / International Organization of Securities Commissions / Global settlement / Sarbanes–Oxley Act / Sell-side analyst / Financial services / Business / Finance

Principles and Regulations for Research-Related Conflicts of Interest1 IOSCO Principles and Core Measures2 I.

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Source URL: www.icsa.bz

Language: English - Date: 2012-10-22 07:52:05
612International Organization of Securities Commissions / Securities market / Securities Industry Association / Financial economics / Financial system / Trade associations / Business / ICMA

June 16, 2004 Mr. Andrew Sheng, Chairman Securities and Futures Commission of Hong Kong 8th Floor, Charter House 8 Connaught Road Central

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Source URL: www.icsa.bz

Language: English - Date: 2014-01-20 01:20:14
613Whaling / Coastal Zone Management Program / National Oceanic and Atmospheric Administration / National Marine Fisheries Service / Earth / Environment / Business / Whaling in Japan / Environmental data / Commissions / International Whaling Commission

Federal Register / Vol. 80, NoFriday, February 27, Notices DEPARTMENT OF COMMERCE National Oceanic and Atmospheric Administration Proposed Information Collection; Comment Request; Report of Whaling

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Source URL: www.alaskafisheries.noaa.gov.

Language: English - Date: 2015-02-27 11:59:58
614Legal professions / William F. Galvin / Justice of the Peace / Marriage licence / Galvin / Marriage / Law / Behavior / Culture

The Commonwealth of Massachusetts William Francis Galvin, Secretary of the Commonwealth Public Records Division - Commissions Section TO ALL NON-RESIDENT, OUT-OF-STATE CLERGY MEMBERS WISHING TO SOLEMNIZE A MARRIAGE:

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Source URL: www.sec.state.ma.us

Language: English - Date: 2012-07-19 11:40:03
615Financial regulation / International Organization of Securities Commissions / ICMA

March 22, 2007 Michel Prada, President Autorité des marchés financiers 17 place de la BourseParis, Cedex 02 France

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Source URL: www.icsa.bz

Language: English - Date: 2014-01-20 01:20:02
616Finance / Financial economics / Korea Financial Investment Association / National Stock Exchange of India / International Organization of Securities Commissions / Stock broker / Capital market / Stock exchange / Financial market / Stock market / Self-regulatory organizations / Business

ICSA EMC Quarterly Brief EMC Chairman Message Dear ICSA members, I am pleased to introduce to you the first edition of our Emerging Market Committee newsletter. This newsletter, which will be published on a quarterly bas

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Source URL: www.icsa.bz

Language: English - Date: 2014-09-02 04:32:38
617Government / Self-regulatory organization / Public administration / International Organization of Securities Commissions / Regulation / Regulatory agency / Securities / Securities and Exchange Board of India Act / Philippine Dealing Exchange / Financial regulation / Administrative law / Law

Best Practices for Self-Regulatory Organizations ICSA members consider self-regulation of financial markets to be a valuable element of regulatory systems around the world, as it provides a mechanism whereby the experti

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Source URL: www.icsa.bz

Language: English - Date: 2012-10-22 07:52:09
618United States securities law / Business / Self-regulatory organizations / Securities / International Organization of Securities Commissions / Securities Exchange Act / Financial Industry Regulatory Authority / Investment Industry Regulatory Organization of Canada / Financial Services Authority / Financial regulation / Financial system / Finance

Microsoft Word - Self-Regulation in Securities Markets Janfinal.docx

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Source URL: www.jsda.or.jp

Language: English - Date: 2013-03-05 10:46:41
619Financial system / Economics / Financial regulation / International Organization of Securities Commissions / Financial market

Exhibit-B Chairman’s Review and EC Report to the General Assembly for the Year 2009 on the financial performance and other activities of SAFE

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Source URL: www.safe-asia.com

Language: English - Date: 2014-04-29 05:16:14
620Law / Securities Commission / Economics / Financial system / Credit rating agency / Regulation / Markets in Financial Instruments Directive / Canadian securities regulation / Comisión Nacional del Mercado de Valores / Financial regulation / International finance institutions / International Organization of Securities Commissions

June 8, 2007 Ms. Tillie Rijk IOSCO General Secretariat Calle OquendoMadrid

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Source URL: www.icsa.bz

Language: English - Date: 2012-10-22 07:52:09
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