Canadian Securities Course - PDFSEARCH.IO - Document Search Engine

Canadian Securities Course
Results: 10

#	Item
1	The Modern Regulator: Balancing better business with strong protection 12 May, Sydney ANZSOG EXECUTIVE WORKSHOP Course leader Add to Reading List Source URL: www.anzsog.edu.au Language: English - Date: 2015-02-17 21:35:03 Regulatory economics Public administration Law Economics Canadian securities regulation Administrative law Regulatory compliance Regulation
2	Securities Commission Proficiency Requirements for Registration Mutual fund dealer – dealing representative: the individual has passed - Canadian Investment Funds Course Exam Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-08-01 13:40:42 Professional certification in finance Financial services Collective investment schemes Canadian Investment Manager Chartered Financial Analyst Investment management Exempt market dealer Mutual fund Portfolio manager Financial economics Investment Finance
3	MSC Notice[removed]NOTICE TO BROKER-DEALERS RESTRICTED TO THE SALE OF MUTUAL FUNDS SALE OF LABOUR SPONSORED INVESTMENT FUNDS SPECIAL REQUIREMENTS Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-03-06 16:17:39 Collective investment schemes Professional certification in finance Financial markets Crocus Investment Fund Canadian Securities Course Broker-dealer Mutual fund Financial economics Investment Financial services
4	Investor Protection Seminar LW5410 2013 Course Syllabus/Outline A. Add to Reading List Source URL: hennickcentre.ca Language: English - Date: 2013-01-07 17:13:56 Corporations law English law Equity Fiduciary Dodd–Frank Wall Street Reform and Consumer Protection Act Canadian securities regulation Activist shareholder Corporate law Institutional investor Law Investment Corporate governance
5	Microsoft Word[removed]51notice.doc Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-03-06 16:17:05 Financial services Institutional investors Securities Mutual fund Canadian securities regulation Mutual Fund Dealers Association Due diligence Canadian Securities Course Prospectus Financial economics Investment Finance
6	ABIZ 3560 Agribusiness Portfolio Management (Includes Canadian Securities Course, 3 Credits, Fall[removed]Course Outline http://www.umanitoba.ca/afs/agric_economics/course Objectives: Add to Reading List Source URL: umanitoba.ca Language: English - Date: 2014-01-09 16:34:42 Finance Professional certification in finance Institutional investors Collective investment schemes Canadian Securities Course Hedge fund Mutual fund Canadian securities regulation Structured product Financial economics Investment Financial services
7	Microsoft Word - deposit_notes.doc Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-03-06 16:17:39 Securities United States securities law United States Securities and Exchange Commission Canadian securities regulation Canadian Securities Course Prospectus Mutual fund Securities Act Exempt market dealer Financial economics Investment Finance
8	Schedule E - QUALIFICATION OF INDIVIDUALS Add to Reading List Source URL: www.mfda.ca Language: English - Date: 2012-01-05 11:55:32 Collective investment schemes Professional certification in finance Canadian Securities Course Canadian Securities Institute Institutional investors Mutual fund CSI: Crime Scene Investigation Canadian securities regulation CSI Financial economics Investment Financial services
9	Microsoft Word[removed]CSA Amendments to[removed]v1.doc Add to Reading List Source URL: www.advocis.ca Language: English - Date: 2014-03-06 12:28:21 Finance Canadian law Financial adviser Canadian securities regulation Canadian Securities Administrators Autorité des marchés financiers Ontario Securities Commission Canadian Securities Course British Columbia Securities Commission Financial economics Investment Professional certification in finance
10	Chapter 11 Recommendations Put Forward by Researchers Commissioned by the Task Force 11.1 The Task Force benefited greatly during the course of its deliberations from the views put forward by researchers it commissioned Add to Reading List Source URL: www.tfmsl.ca Language: English - Date: 2006-09-27 16:53:12 Corruption Stock market Finance Canadian law Canadian securities regulation Insider trading Securities Act Credit rating agency International Organization of Securities Commissions Economics Financial economics Business

UPDATE