CFTC

Results: 622



#Item
71

Appendix A to CFTC Rule 1.55(c) - Risk Disclosure Statement Risk Disclosure Statement for Futures and Options This brief statement does not disclose all of the risks and other significant aspects of trading in futures an

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Source URL: www.nanhua.us

- Date: 2015-07-30 13:31:19
    72

    Microsoft Word - frontmatter.doc

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    Source URL: www.cftc.gov

      73

      CLIENT MEMORANDUM TREASURY EXCLUDES FX SWAPS AND FX FORWARDS FROM MOST CFTC OVERSIGHT The Secretary of the Treasury has issued a Final Determination to exempt foreign exchange

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      Source URL: www.willkie.com

      - Date: 2013-08-09 05:53:39
        74

        L.5 CFTC Rule 1.55 FCM-Specific Disclosure Document

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        Source URL: www.us.daiwacm.com

        - Date: 2016-05-27 16:51:04
          75

          Securities Regulation Daily Wrap Up, COMMODITY FUTURES—N.D. Ill.: Kraft Foods earned a tasty profit by manipulating wheat futures, says CFTC, (Apr. 2, 2015) Click to open document in a browser Securities (Federal) 

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          Source URL: business.cch.com

          - Date: 2015-12-20 23:34:44
            76Economy / Finance / Money / Financial markets / Stock market / Commodity markets / Futures markets / Futures contract / Commodity Futures Trading Commission / Derivative / Swap / Hedge

            CFTC POSITION LIMITS FOR DERIVATIVES: CERTAIN EXEMPTIONS AND GUIDANCE OVERVIEW For questions please contact Kevin Batteh or Kwon Park atOn May 26, 2016, the U.S. Commodity Futures Trading Commission (CFT

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            Source URL: deltastrategygroup.com

            Language: English - Date: 2016-05-31 16:30:10
            77Economy / Systemic risk / Finance / Money / Commodity Futures Trading Commission / Derivative / Swap / DoddFrank Wall Street Reform and Consumer Protection Act / Commodity Futures Modernization Act / Swap Execution Facility

            CLIENT MEMORANDUM CFTC Issues Guidance and Temporary Exemptive Relief Regarding Cross-Border Swap Regulations July 22, 2013

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            Source URL: www.willkie.com

            Language: English - Date: 2014-02-03 08:04:15
            78Futures markets / Commodity Futures Trading Commission / Economy / Finance / Futures contract / Money / Commodity markets / Systemic risk

            DO YOU KNOW WHAT IT TAKES TO HELP STOP FRAUDSTERS? Every year tips from individual investors help the CFTC to identify and stop fraudulent financial schemes. Here’s what it takes—and the difference you could make.

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            Source URL: www.smartcheck.gov

            Language: English - Date: 2016-07-22 13:49:40
            79Commodity markets / Economy / Finance / Money / Commodity pool operator / Commodity Futures Trading Commission / Commodity trading advisor / Willkie / Commodity pool / Futures contract

            CLIENT MEMORANDUM CFTC PROVIDES TEMPORARY REGISTRATION RELIEF FOR FUND OF FUND MANAGERS The Commodity Futures Trading Commission has issued temporary registration relief to

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            Source URL: www.willkie.com

            Language: English - Date: 2013-08-09 05:44:29
            80Economy / Finance / Money / Financial markets / Derivative / Swap / Futures contract / Margin / Commodity Futures Trading Commission / Short / Credit risk

            Comparison of Final Margin Rules for Uncleared Swaps Issued by the CFTC and the Prudential Regulators Category PR Margin Rule CFTC Margin Rule

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            Source URL: deltastrategygroup.com

            Language: English - Date: 2016-07-26 10:23:51
            UPDATE