CFTC

Results: 622



#Item
501Commodities market / Stock market / Self-regulatory organizations / 106th United States Congress / Commodity Futures Modernization Act / Enron / Commodity Futures Trading Commission / Trade Repository / Derivative / Financial economics / Investment / Economics

Microsoft Word - MFA statement before SEC.CFTC[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2009-09-03 11:48:44
502Commodity Futures Trading Commission / Futures contract / Late-2000s financial crisis / U.S. Securities and Exchange Commission / Commodity market / Derivative / Market / Commodity Futures Modernization Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / Economics / Economic history / Business

Microsoft Word - cfa-cftc-sec_draft CB TP edits _3_.doc

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Source URL: www.sec.gov

Language: English - Date: 2009-09-03 10:25:29
503Investment / Futures contract / Commodity Futures Trading Commission / U.S. Securities and Exchange Commission / Exchange-traded fund / Financial regulation / Securities regulation in the United States / Margin / Securities and Exchange Commission / Financial economics / Financial markets / Finance

Microsoft Word - E Rosen Testimony CFTC SEC Joint Hearing 9_2_09 _3_.DOC

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Source URL: www.sec.gov

Language: English - Date: 2009-09-29 13:41:43
504Finance / Commodity Futures Trading Commission / Financial markets / Chicago Mercantile Exchange / Futures contract / Derivative / Securities Exchange Act / Commodity Exchange Act / Commodity Futures Modernization Act / Financial economics / United States securities law / Financial system

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Comply with Revisions to CFTC Regulations Governing Derivatives Clearing Organizations

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Source URL: www.sec.gov

Language: English - Date: 2012-10-02 10:07:04
505Commodities market / Financial services / Commodity Futures Trading Commission / Hedge fund / U.S. Securities and Exchange Commission / Fund of funds / Commodity pool / Futures contract / Commodity Pool Operator / Financial economics / Investment / Finance

Microsoft Word - MMOLIBRARY1-#69617-v1-HedgeOp_Harmonization_Letter_to_CFTC.DOC

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Source URL: www.sec.gov

Language: English - Date: 2009-09-15 14:10:59
506Late-2000s financial crisis / Commodity Futures Trading Commission / Derivative / Over-the-counter / Dodd–Frank Wall Street Reform and Consumer Protection Act / Futures contract / U.S. Securities and Exchange Commission / Bart Chilton / IntercontinentalExchange / Financial economics / Finance / Financial system

Microsoft Word - WMBAA -- Draft 5 -- Letter to SEC and CFTC.DOC

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Source URL: www.sec.gov

Language: English - Date: 2010-11-26 12:28:42
507111th United States Congress / Dodd–Frank Wall Street Reform and Consumer Protection Act / Late-2000s financial crisis / Presidency of Barack Obama / Systemic risk / United States federal banking legislation / Futures contract / Swap / Counterparty / Financial economics / Finance / Financial system

Microsoft Word - NCGA - NGSA Comments on CFTC End User Exception Final Draft[removed]_2_

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Source URL: www.sec.gov

Language: English - Date: 2011-04-18 14:52:22
508Options / Stock market / Binary options trading platform / United States securities law / Mathematical finance / Binary option / Commodity Futures Trading Commission / U.S. Securities and Exchange Commission / Futures contract / Financial economics / Finance / Investment

Investor Alert Binary options and Fraud The SEC’s Office of Investor Education and Advocacy and the Commodity Futures Trading Commission’s Office of Consumer Outreach (CFTC) are issuing this Investor Alert

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Source URL: www.azinvestor.gov

Language: English - Date: 2013-06-06 12:17:12
509Financial system / 111th United States Congress / Dodd–Frank Wall Street Reform and Consumer Protection Act / Presidency of Barack Obama / Systemic risk / United States federal banking legislation / Swap / Futures contract / Commodity Futures Modernization Act / Financial economics / Late-2000s financial crisis / Finance

Microsoft Word - CFTC - SEC Comment Letter September[removed]

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Source URL: www.sec.gov

Language: English - Date: 2011-09-27 09:54:16
510Exelon / Swap / Derivative / PECO Energy Company / Commonwealth Edison / Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Hedge / Futures contract / Financial economics / Finance / Investment

Microsoft PowerPoint - CFTC meeting_9_2_10.pptx

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Source URL: www.sec.gov

Language: English - Date: 2010-09-21 13:48:40
UPDATE