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CFTC
Results: 622

#	Item
491	Microsoft Word - Options Exchanges Letter to SEC-CFTC on Harmonization Final.DOC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-09-18 13:19:05 Financial markets Options Clearing Corporation United States securities law Commodity Futures Trading Commission Futures contract Commodity Futures Modernization Act Commodity Exchange Act Futures exchange U.S. Securities and Exchange Commission Financial economics Finance Financial system
492	Microsoft Word - CFTC SEC Derivatives End User Panel Testimony -- September 2009 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-09-03 11:51:09 Financial markets United States housing bubble Derivative Over-the-counter FASB 133 Hedge Corporate finance Option Mark-to-market accounting Financial economics Finance Investment
493	Microsoft Word - Nazareth Testimony CFTC-SEC Mtg _2_.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-09-02 10:41:57 Financial markets Stock market United States securities law 106th United States Congress Commodity Futures Modernization Act Commodity Futures Trading Commission Futures contract Securities regulation in the United States Security Financial economics Finance Financial system
494	February 17, 2011 By electronic submission to www.cftc.gov David A. Stawick, Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, N.W. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-02-18 11:35:44 Systemic risk Employee Retirement Income Security Act Counterparty Over-the-counter Derivative Dodd–Frank Wall Street Reform and Consumer Protection Act Fiduciary Swap Futures contract Financial economics Law Investment
495	Microsoft Word - NCGA-NGSA Comments on CFTC SD MSP Defs_Final Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-04-15 12:08:23 Systemic risk Stock market Derivative Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Swap International Swaps and Derivatives Association Over-the-counter Commodity swap Financial economics Investment Finance
496	Microsoft Word - swaps_cftc-sec-letter090810.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-15 14:10:16 Employee Retirement Income Security Act Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics
497	TESTIMONY OF WILLIAM J. BRODSKY CHAIRMAN AND CHIEF EXECUTIVE OFFICER CHICAGO BOARD OPTIONS EXCHANGE CONCERNING THE HARMONIZATION OF FUTURES AND SECURITIES REGULATION JOINT PUBLIC MEETING OF THE CFTC AND SEC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-09-03 10:12:47 Financial markets Futures exchanges Options Clearing Corporation Commodity Futures Trading Commission Commodity Futures Modernization Act Futures contract Commodity Exchange Act Security Eurex Financial economics Finance Financial system
498	Microsoft Word - DC-#[removed]v4-Coalition_of_Physical_Energy_Companies_CFTC_SEC_ANOPR_Comments_9[removed]DOC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-21 12:09:05 Systemic risk Stock market Swap Derivative Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Commodity swap Futures contract Over-the-counter Financial economics Finance Investment
499	Microsoft Word - Industry Reps-SEC-CFTC[removed]Meeting Memo _09.20.10_ Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-24 15:10:19 Investment banks Financial services Morgan Stanley Merrill Lynch Banc of America Securities Bank of America Investment Primary dealers Financial economics
500	Microsoft Word - EMA CFTC ANOPR Swap comments[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-23 08:13:12 Renewable energy Environment Renewable electricity Renewable energy policy Energy policy Renewable Energy Certificate 3Degrees Emissions trading Acid Rain Program Carbon finance Climate change policy Energy

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