CFTC

Results: 622



#Item
481Investment / Guaranteed investment contract / Annuity / Futures contract / Bond / Security / Defined contribution plan / Dodd–Frank Wall Street Reform and Consumer Protection Act / Pension / Financial economics / Finance / Economics

  CFTC/SEC Request for Comment on Stable Value Contracts September 26, 2011

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Source URL: www.sec.gov

Language: English - Date: 2011-09-26 16:49:06
482Futures exchanges / Futures contract / Commodity Futures Trading Commission / Chicago Mercantile Exchange / Clearing house / Securities Exchange Act / Derivative / Commodity Futures Modernization Act / Financial economics / Financial system / Finance

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Comply with New CFTC DCO Regulations

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Source URL: www.sec.gov

Language: English - Date: 2012-01-04 11:02:08
483Systemic risk / Stock market / Derivative / Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Swap / International Swaps and Derivatives Association / Over-the-counter / Commodity swap / Financial economics / Investment / Finance

Microsoft Word - NCGA-NGSA Comments on CFTC SD MSP Defs_Final

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Source URL: www.sec.gov

Language: English - Date: 2011-03-09 14:13:08
484Scots property law / Clearing / Law / Scots law / Feu / Real property law

Microsoft PowerPoint - CFTC Feb 18 Phase in Schedule[removed]DRAFT 4

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Source URL: www.sec.gov

Language: English - Date: 2011-03-11 12:46:39
485Financial institutions / Institutional investors / Insurance / Guaranteed investment contract / Systemic risk / Prudential Financial / Life insurance / Annuity / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial economics / Investment / Economics

Microsoft Word - PRU_CFTC-SEC_Submission_9.26.2011_FINAL.docx

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Source URL: www.sec.gov

Language: English - Date: 2011-09-27 10:54:42
486Business / Crédit Agricole / Newedge Group / Futures contract / Prime Brokerage / Commodity Futures Trading Commission / Financial Industry Regulatory Authority / NewEdge / Portfolio margin / Financial markets / Finance / Financial economics

Microsoft Word - CFTC_SEC_Testimony_YDowns_Newedge_2sept09.doc

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Source URL: www.sec.gov

Language: English - Date: 2009-09-02 14:46:02
487United States housing bubble / Late-2000s financial crisis / Interest rate swap / Derivative / Over-the-counter / Swap / Collateralized debt obligation / Repurchase agreement / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial economics / Finance / Investment

Microsoft Word - cftc business conduct standards comment letter

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Source URL: www.sec.gov

Language: English - Date: 2011-03-22 12:22:13
488Finance / Commodity Futures Trading Commission / Financial markets / Futures contract / Chicago Mercantile Exchange / Derivative / Securities Exchange Act / Commodity Exchange Act / Commodity Futures Modernization Act / Financial economics / United States securities law / Financial system

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Comply with CFTC Part 22 Regulations

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Source URL: www.sec.gov

Language: English - Date: 2012-10-09 10:15:00
489Library science / Library

Directory of Federal Law Libraries in the D.C. Metropolitan Area AdminOff – Ag/USDA – Attorneys/USAO – CivRts/USCCR – CoastGd/USCG – Commerce/DOC – CFTC – CompCur/OCC – CPSC – CADC – CAFC – CAVC –

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Source URL: www.llsdc.org

Language: English - Date: 2013-11-20 10:27:14
490

Microsoft Word - TriOptima-SEC-CFTC[removed]_PM_ Meeting Memo regarding OTC Derivatives Legislation _9.10.10_

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Source URL: www.sec.gov

- Date: 2010-09-20 16:16:33
    UPDATE