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CFTC
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#	Item
451	Southeastern Asset Management, Inc. Statement to SEC‐CFTC Panel Regarding the Events of May 6, 2010 Tuesday, June 22, 2010 Washington, DC Chairman Schapiro, Chairman Gensler, Committee Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-06-22 10:51:02 Finance Stock market Short High-frequency trading Flash Crash Financial markets Financial economics Economics
452	Opening Remarks by Joe Ratterman, President & CEO, BATS Global Markets and BATS Exchange. Prepared for the panel discussion before the Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues, held on June 22, 201 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-06-22 10:36:53 Finance Stock market New York Stock Exchange Order Short Flash Crash NYSE Arca Financial markets Financial economics Investment
453	Microsoft Word - Comments of Thomas Peterffy Before the Joint CFTC - SEC Panel re Market Events if May[removed]long version re Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-06-24 09:12:08 Finance Exchange-traded fund Market maker Arbitrage Futures contract Short Flash Crash Source UK Services Financial economics Investment Financial markets
454	MEMORANDUM TO: File Nos[removed]Joint CFTC-SEC Advisory Committee); S7[removed]FROM: Add to Reading List Source URL: www.sec.gov - Date: 2010-10-27 13:47:25
455	Microsoft Word - CFTC-SEC Statement by Charles Rotblut[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-08-10 10:34:11 Personal finance American Association of Individual Investors Finance Flash Crash Investment Financial economics Economics
456	Microsoft Word[removed]Receiver Report _CFTC v. Cook et al_.doc Add to Reading List Source URL: www.mnd.uscourts.gov Language: English - Date: 2009-12-30 17:33:52 Wells Fargo Receivership UBS Foreign exchange market Investment Business Financial economics
457	CFTC Part 4 Exemption Easy Reference Guide Click on the exemption type for more information on how to file and requirements for each exemption. Exemption Type General Relief Add to Reading List Source URL: www.nfa.futures.org Language: English - Date: 2013-09-30 16:26:34 Securities Act United States securities law Commodity Futures Trading Commission Financial regulation Financial economics Finance Investment United States Securities and Exchange Commission 73rd United States Congress New Deal
458	Microsoft Word[removed]CUNA and Chevron Fed. Credit Union - SEC - CFTC Meeting Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-03-25 12:52:07 Chevron Corporation Government Economy of the United States Public administration Commodity Futures Trading Commission Credit Union National Association U.S. Securities and Exchange Commission
459	Microsoft Word - CFTC_SEC request for comments Oct[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-10-12 11:34:53 Financial markets LCH.Clearnet Commodity Futures Trading Commission Trade Repository Futures contract Derivative Clearing house Ontario Securities Commission Swap Financial economics Financial system Finance
460	February 22, 2011 Via Electronic Submission: http://comments.cftc.gov http://www.sec.gov/rules/proposed.shtml David A. Stawick Secretary Commodity Futures Trading Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-03-01 08:15:58 Financial services United States housing bubble Credit default swap Hedge fund Swap Interest rate swap Credit derivative Dodd–Frank Wall Street Reform and Consumer Protection Act Derivative Financial economics Finance Investment

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