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CFTC
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#	Item
401	July 1, 2014 House Passes CFTC Reauthorization Bill U.S. House of Representatives Passes the “Customer Protection and End-User Relief Act” That Would Amend Certain Provisions of the Commodity Exchange Act Implemente Add to Reading List Source URL: home.sullcrom.com Language: English - Date: 2014-07-01 16:04:53 Late-2000s financial crisis Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Futures contract Derivative Commodity broker Commodity Exchange Act Swap Commodity Futures Modernization Act Financial economics Financial system Finance
402	October[removed]CFTC No-Action Letters On October 11, 2012, the U.S. Commodity Futures Trading Commission (CFTC) issued two interpretive letters and today, issued a no-action letter. The letters were issued to the National Add to Reading List Source URL: www.hunton.com Language: English - Date: 2012-10-15 15:48:00 Commodities market Fixed income securities United States housing bubble Structured finance Mortgage-backed security Securitization Commodity pool Commodity Futures Trading Commission Commodity Pool Operator Financial economics Finance Investment
403	November[removed]CFTC Court Case and New Rules Establish Bank Duties to Monitor Commodity Brokers A recent court order in favor of the Commodity Futures Trading Commission (or CFTC) and new rules issued by CFTC establish a Add to Reading List Source URL: www.hunton.com Language: English - Date: 2013-11-27 10:44:55 Financial system Commodity Futures Trading Commission Commodity broker Futures contract Commodity pool Commodity Exchange Act Commodity trading advisor Commodity Pool Operator Commodity Futures Modernization Act Commodities market Financial economics Finance
404	April 18, 2011 Proposed Margin Requirements for Uncleared Swaps under Dodd-Frank Federal Reserve Board, OCC, FDIC, Farm Credit Administration, Federal Housing Finance Agency and CFTC Propose Rules for Add to Reading List Source URL: sullcrom.com Language: English - Date: 2011-04-19 13:19:04 Financial markets United States housing bubble 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Presidency of Barack Obama Futures contract Commodity Futures Trading Commission Derivative Swap Financial economics Finance Financial system
405	FCM Acknowledgment Letter for CFTC Part 22 Cleared Swaps Customer MMMF Account [Date] [Name and Address of Money Market Mutual Fund] We propose to invest Cleared Swaps Customer Collateral held by [Name of Futures Add to Reading List Source URL: www.wjammer.com Language: English - Date: 2015-01-09 13:33:35 Financial system Commodity Exchange Act Financial regulation Late-2000s financial crisis Commodity Futures Modernization Act Commodity Futures Trading Commission Financial economics Futures contract
406	FCM Acknowledgment Letter for CFTC Part 22 Cleared Swaps Customer Account [Date] [Name and Address of Bank, Trust Company, Derivatives Clearing Organization or Futures Commission Merchant] We refer to the Segregated Add to Reading List Source URL: www.wjammer.com Language: English - Date: 2015-01-09 13:33:29 Finance Futures contract Commodity Exchange Act Derivative Commodity Futures Modernization Act Financial economics Commodity Futures Trading Commission Financial system
407	Orrick Client Alert December 19, 2008 President-Elect Obama Names SEC and CFTC Chairmen and Fed Governor President-elect Barack Obama yesterday announced that Mary L. Schapiro will be the next SEC Add to Reading List Source URL: www.orrick.com Language: English - Date: 2013-01-04 13:24:13 Government Mary Schapiro United States securities law U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Gary Gensler Christopher Cox Daniel Tarullo Elisse B. Walter Commodity Futures Trading Commission Economy of the United States Financial regulation
408	Microsoft Word - ERISA Plans Proposed CFTC Regulations Under Dodd-Frank Alert.DOC Add to Reading List Source URL: www.orrick.com Language: English - Date: 2013-01-04 13:27:27 Dodd–Frank Wall Street Reform and Consumer Protection Act Defined benefit pension plan Business Investment Policy Statement Law Employee Retirement Income Security Act Fiduciary
409	Implementing Dodd-Frank: A Review of the CFTC‟s Rulemaking Process Testimony of Michael Greenberger Law School Professor Add to Reading List Source URL: www.levyinstitute.org Language: English - Date: 2013-04-05 16:32:36 Late-2000s financial crisis Mortgage-backed security Systemic risk United States federal banking legislation Structured finance Bart Chilton Derivative Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Finance Investment
410	[Billing Codes: OCC, [removed]P; OTS, [removed]P; Board, [removed]P; FDIC, [removed]P; NCUA, [removed]P; FTC, xxxxx; CFTC, yyyyyy; Add to Reading List Source URL: www.federalreserve.gov Language: English - Date: 2003-12-17 14:52:01 Politics of the United States Law Fair Credit Reporting Act Rulemaking Fair and Accurate Credit Transactions Act Federal Register Sunset provision Administrative Procedure Act Collection agency United States administrative law United States federal banking legislation Financial economics

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