CFTC

Results: 622



#Item
251Investment / Futures contract / Commodity Futures Trading Commission / Minimum capital requirement / Capital requirement / Margin / Banking / Finance / Financial economics

JAC Regulatory Update #04-04 CFTC Adoption of Risk Based Capital and Other Reporting Requirements August 20, 2004 Page 2

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Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:39:42
252Financial markets / Funds / Collective investment schemes / Financial services / Money market fund / Mutual fund / Exchange-traded fund / Closed-end fund / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial economics / Investment / Finance

Microsoft Word - CFTC Comment Ltr Reg[removed]final

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Source URL: www.ici.org

Language: English
253Financial markets / Commodities market / Commerce / Futures contract / Commodity Futures Trading Commission / Futures exchange / Commodity market / Speculation / Short / Financial economics / Investment / Finance

March 28, 2011 V ia E lectronic M ail: http://comments.cftc.gov David A. Stawick Secretary Commodity Futures Trading Commission 1155 21st Street, N.W.

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Source URL: www.managedfunds.org

Language: English
254Credit / Systemic risk / Futures contract / Swap / Derivative / Commodity broker / Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Repurchase agreement / Financial economics / Finance / Collateral management

August 8, 2011 Via Electronic Submission: https://comments.cftc.gov David A. Stawick Secretary of the Commission Commodity Futures Trading Commission Three Lafayette Centre

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Source URL: www.managedfunds.org

Language: English
255Commodities market / Financial markets / Funds / Commodity pool / Futures contract / Hedge fund / Commodity Futures Trading Commission / Foreign exchange market / U.S. Securities and Exchange Commission / Financial economics / Investment / Finance

Microsoft Word - GFMA MFA letter to CFTC re ECP retail FX definition _2012Jan10_

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Source URL: www.managedfunds.org

Language: English
256Financial system / Commodity Exchange Act / Financial regulation / Late-2000s financial crisis / Commodity Futures Modernization Act / Commodity Futures Trading Commission / Financial economics / Futures contract

FCM Acknowledgment Letter for CFTC Part 22 Cleared Swaps Customer MMMF Account [Date] [Name and Address of Money Market Mutual Fund] We propose to invest Cleared Swaps Customer Collateral held by [Name of Futures

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Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:33:35
257Repurchase agreement / Collateral management / Derivative / Futures contract / Security / Financial economics / Finance / Commodity Futures Trading Commission

JAC Regulatory Update[removed]CFTC Regulation 1.25 Amendments – Investment of Customer Funds Page 2

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Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:39:31
258Commodity Futures Trading Commission / Futures contract

CFTC Rule 1.73(a)(2)(v)(B) Customer Limit Screening Agreement Pursuant to CFTC Rule 1.73(a)(2)(v)(B), _____________________ (“Ultimate Clearing Firm”) is required to have an agreement with Account Managers that execu

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Source URL: www.fia-tech.com

Language: English - Date: 2013-05-21 11:30:18
259Finance / Futures contract / Derivative / Commodity Exchange Act / Commodity Futures Modernization Act / Financial economics / Commodity Futures Trading Commission / Financial system

FCM Acknowledgment Letter for CFTC Part 22 Cleared Swaps Customer Account [Date] [Name and Address of Bank, Trust Company, Derivatives Clearing Organization or We refer to the Segregated Account(s) which [Name of Futures

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Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:33:31
260Financial economics / Economics / Financial system / Commodity Futures Trading Commission / Nadex / Futures contract

Microsoft Word[removed]CFTC Proposed Rules on Segregated.Secured Ack Letters - March 2009.doc

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Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:40:33
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