CFTC

Results: 622



#Item
241Commodity Futures Trading Commission / Derivative / Dodd–Frank Wall Street Reform and Consumer Protection Act / Over-the-counter / Futures contract / Swap / Clearing house / Interest rate swap / Commodity Futures Modernization Act / Financial economics / Finance / Financial system

CFTC Approves Final Derivatives Products Definitions in 4-1 Vote: The CFTC held an open meeting on Tuesday, July 10, to vote on the final joint products definitions rules and interpretations (i.e., “swap,” “securit

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Source URL: www.managedfunds.org

Language: English
242Financial system / Financial markets / Commodity Futures Trading Commission / Commodity Exchange Act / U.S. Securities and Exchange Commission / Futures contract / Dodd–Frank Wall Street Reform and Consumer Protection Act / Securities Exchange Act / Commodity Futures Trading Commission Act / Financial regulation / Financial economics / United States securities law

wreier-aviles on DSKDVH8Z91PROD with PROPOSALS Federal Register / Vol. 76, No[removed]Tuesday, July 26, [removed]Proposed Rules packaged in containers that are not seethrough. We are docketing this request as a petition un

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Source URL: www.cftc.gov

Language: English
243Financial regulation / Financial Services Authority / Financial economics / Dodd–Frank Wall Street Reform and Consumer Protection Act / Leveraged buyout / Risk management / Cattles / Employee Retirement Income Security Act / Business

March 30, 2012 Please note that Corporate and Financial Weekly Digest will not be published on April 6. The next issue will be distributed on April 13, 2012. CFTC CFTC Approves Final Rule on Customer Clearing Documentati

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Source URL: documents.jdsupra.com

Language: English - Date: 2013-07-08 14:25:25
244Commodity Futures Trading Commission / Regulatory compliance

Microsoft Word[removed]cftc regulations 1 25 and[removed]effective date and compliance date

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Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:41:43
245Commodity Exchange Act / Financial system / Financial regulation / Late-2000s financial crisis / Commodity Futures Modernization Act / Commodity Futures Trading Commission / Financial economics / Futures contract

Appendix E to Part 30 – Acknowledgment Letter for CFTC Regulation 30.7 Customer Secured Account [Date] [Name and Address of Depository] We refer to the Secured Amount Account(s) which [Name of Futures Commission Mercha

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Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:33:46
246Finance / Futures contract / Commodity Exchange Act / Money market fund / Commodities market / Commodity Futures Modernization Act / Commodity pool / Financial economics / Investment / Commodity Futures Trading Commission

Appendix A to §1.26 – Futures Commission Merchant Acknowledgment Letter for CFTC Regulation 1.26 Customer Segregated Money Market Mutual Fund Account [Date] [Name and Address of Money Market Mutual Fund] We propose to

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Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:33:42
247

There are currently no provisions of the MGEX Rules and Regulations pending approval from or certification with the CFTC.

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Source URL: www.mgex.com

- Date: 2015-01-08 12:32:24
    248Finance / Futures contract / Commodity Exchange Act / Derivative / Commodity Futures Modernization Act / Financial economics / Commodity Futures Trading Commission / Financial system

    Appendix A to §1.20 – Futures Commission Merchant Acknowledgment Letter for CFTC Regulation 1.20 Customer Segregated Account [Date] [Name and Address of Bank, Trust Company, We refer to the Segregated Account(s) which

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    Source URL: www.jacfutures.com

    Language: English - Date: 2015-01-09 13:33:40
    249Finance / Banking / Credit / Debt / Capital requirement / Insurance / Commodity Futures Trading Commission / Subordinated debt / Audit / Financial economics / Auditing / Business

    JAC Regulatory Update #04-04 CFTC Adoption of Risk Based Capital and Other Reporting Requirements August 20, 2004 Page 2

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    Source URL: www.jacfutures.com

    Language: English - Date: 2015-01-09 13:39:44
    250Finance / Futures contract / Commodity Exchange Act / Derivative / Commodity Futures Modernization Act / Financial economics / Commodity Futures Trading Commission / Financial system

    FCM Acknowledgment Letter for CFTC Part 22 Cleared Swaps Customer Account [Date] [Name and Address of Bank, Trust Company, Derivatives Clearing Organization or Futures Commission Merchant] We refer to the Segregated

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    Source URL: www.jacfutures.com

    Language: English - Date: 2015-01-09 13:33:29
    UPDATE