Arca

Results: 1576



#Item
741Funds / Collective investment schemes / Financial markets / Exchange-traded fund / Security / Closed-end fund / Financial adviser / Institutional investor / American depositary receipt / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]July 19, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change to List and Trade Shares of F

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Source URL: www.sec.gov

Language: English - Date: 2013-07-21 10:41:50
742Financial markets / Self-regulatory organizations / Options Clearing Corporation / 73rd United States Congress / United States Securities and Exchange Commission / United States securities law / NASDAQ / NYSE Arca / OTC Bulletin Board / Economy of the United States / Financial economics / Finance

Threshold Securities List Report Layout Column Heading Definition Symbol

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Source URL: www.theocc.com

Language: English - Date: 2014-06-28 13:39:56
743U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / NASDAQ / International Securities Exchange / Chicago Stock Exchange / Chicago Board Options Exchange / OMX / NYSE Arca / Direct Edge / Economy of the United States / Self-regulatory organizations / NYSE Euronext

SROs Select Short List Bids for the Consolidated Audit Trail JULY 1, 2014 – The national securities exchanges and FINRA (collectively, the self-regulatory organizations, or SROs) have selected six bids from the list of

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Source URL: boxexchange.com

Language: English - Date: 2014-07-02 10:27:21
744Barometer / ARCA / Spaceflight / Aviation / Technology / Ballooning / Balloon

Microsoft Word - PROC-Example.doc

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Source URL: endeavours.org

Language: English - Date: 2013-10-10 12:02:46
745Barometer / ARCA / Spaceflight / Aviation / Technology / Ballooning / Balloon

Microsoft Word - PROC-Example.doc

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Source URL: endeavours.org

Language: English - Date: 2013-10-10 14:20:26
746Financial markets / Finance / NYSE Arca / Order / Market liquidity / Securities Exchange Act / Security / Stock market / Financial economics / Investment

OMB APPROVAL OMB Number: [removed]Estimated average burden hours per response[removed]

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Source URL: cdn.batstrading.com

Language: English - Date: 2014-04-01 11:53:15
747Securities Exchange Act / Stock market / Financial regulation / Financial economics / NYSE Arca / Securities regulation in the United States / New York Stock Exchange / U.S. Securities and Exchange Commission / Self-regulatory organization / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

OMB APPROVAL OMB Number: [removed]Estimated average burden hours per response[removed]

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Source URL: cdn.batstrading.com

Language: English - Date: 2014-03-27 12:17:22
748IntercontinentalExchange / Euronext / New York Stock Exchange / NYSE Arca / Financial services / OTE / Securities Exchange Act / NYSE Euronext / Economy of the United States / New York City

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]January 24, 2014 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Relating to a Corporate Action

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Source URL: www.sec.gov

Language: English - Date: 2014-01-27 09:07:31
749United States Securities and Exchange Commission / New York Stock Exchange / Securities Exchange Act / NYSE Arca / U.S. Securities and Exchange Commission / NASDAQ / Direct Edge / Futures contract / Economy of the United States / Financial economics / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]July 11, 2013 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule

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Source URL: www.sec.gov

Language: English - Date: 2013-07-11 19:05:03
750Financial markets / Financial system / Economy of the United States / Self-regulatory organizations / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / Securities Industry and Financial Markets Association / NYSE Arca / Securities Exchange Act / Financial economics / Investment / United States securities law

November 7, 2007 Dr. Erik R. Sirri Director, Division of Market Regulation U.S. Securities and Exchange Commission 100 F St., N.E.

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Source URL: www.sec.gov

Language: English - Date: 2007-11-09 15:19:01
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