Arca

Results: 1576



#Item
551Order / New York Stock Exchange / Securities Exchange Act / Betting in poker / Puerto Rico / Financial economics / Investment / United States / United States Securities and Exchange Commission / Stock market / Regulation NMS

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]September 24, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Ch

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Language: English - Date: 2014-09-25 11:39:38
552Financial system / Stock market / United States Securities and Exchange Commission / Futures contract / Options Clearing Corporation / Short / NYSE Arca / Securities Exchange Act / Order / Financial economics / Financial markets / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]October 15, 2014 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch

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Language: English - Date: 2014-10-16 08:12:24
553Financial markets / Commodities market / Futures contract / Commodity broker / Commodity Futures Trading Commission / Futures exchange / Margin / Commodity pool / Exchange-traded fund / Financial economics / Finance / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]September 19, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendme

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Language: English - Date: 2014-09-22 07:34:32
554Financial markets / National best bid and offer / Order

EXHIBIT 5 New text is underlined; Deleted text is in [brackets] Rules of the NYSE Arca * * * * Rule 6.1A Definitions and References – OX

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Language: English - Date: 2014-10-01 08:28:35
555Financial regulation / Securities Exchange Act / U.S. Securities and Exchange Commission / Government / Financial economics / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEARCA[removed]September 30, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Ch

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Language: English - Date: 2014-10-01 08:28:19
556Stock market / Finance / Financial markets / NYSE Arca / New York Stock Exchange / Rebate

SR-BATS[removed]Exhibit 5 Page 26 of 27

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Language: English - Date: 2014-09-12 09:15:03
557Securities Exchange Act / Financial regulation / New York Stock Exchange / NYSE Arca / U.S. Securities and Exchange Commission / United States / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]October 8, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Pr

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Language: English - Date: 2014-10-08 17:04:28
558New York City / Euronext / New York Stock Exchange / NYSE Arca / IntercontinentalExchange / Securities Exchange Act / Stock exchange / BELFOX / NYSE Euronext / Stock market / Economy of the United States

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]October 16, 2014 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change in Connection with

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Language: English - Date: 2014-10-17 07:56:26
559United States / Securities Exchange Act / U.S. Securities and Exchange Commission / Self-regulatory organization / Financial Industry Regulatory Authority / New York Stock Exchange / General Securities Representative Exam / Securities Act / United States securities law / Financial regulation / Economy of the United States

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]September 10, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha

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Language: English - Date: 2014-09-11 09:37:42
560Financial services / Collective investment schemes / Institutional investors / Exchange-traded fund / Mutual fund / Net asset value / Money market fund / Security / NYSE Arca / Financial economics / Investment / Funds

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]September 9, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Am

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Language: English - Date: 2014-09-10 08:29:31
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