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Advisorshares
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41	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]November 1, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change to List and Trade Shares Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-04 09:45:23 Funds Financial services Financial markets Exchange-traded fund Collective investment scheme Advisorshares Financial adviser Open-end fund Security Financial economics Investment Finance
42	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; File No[removed]AdvisorShares Investments, LLC and AdvisorShares Trust; Notice of Application February 12, 2013 Agency: Securities and Exc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-02-12 20:11:48 Financial services 76th United States Congress Collective investment schemes Financial adviser Investment Advisers Act Investment Company Act Investment management Hedge fund Mutual fund fees and expenses Financial economics Investment Finance
43	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]AdvisorShares Investments, LLC and AdvisorShares Trust; Notice of Application December 23, 2008 Agency: Securities and Exchange Com Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-24 10:08:52 Funds Financial services Collective investment schemes Stock market Mutual fund Security Net asset value Exchange-traded fund Open-end fund Financial economics Investment Finance
44	Microsoft Word - Draft Response to Concept Release No. IC[removed].docx Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-11-08 11:03:50 Funds Collective investment schemes Exchange-traded fund Stock market U.S. Securities and Exchange Commission Security Securities Exchange Act Derivative Advisorshares Financial economics Investment Finance
45	Request of ALPS ETF Trust for Exemptive, Interpretive or No-Action Relief from Rule lOb-I7 and Rules 101 and 102 of Regulation M promulgated under the Securities Exchange Act of 1934 for Index-Based ETF ofETFs Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-19 09:45:33 Funds Financial services Collective investment schemes IShares SPDR MSCI EAFE Xinhua A50 China Tracker Advisorshares Index fund Investment Financial economics Exchange-traded funds
46	DC Defaults Managed Account Forum & UMA Summit Add to Reading List Source URL: www.frallc.com Language: English - Date: 2014-05-29 14:36:41 Exchange-traded fund Financial adviser Portfolio manager Mutual fund Financial Research Associates Collective investment scheme Managed account Alternative investment Advisorshares Financial economics Investment Finance
47	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]March 11, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-03-12 09:06:49 Funds Financial services Collective investment schemes Financial markets Exchange-traded fund Futures contract Mutual fund Stock market Advisorshares Financial economics Investment Finance
48	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]Jun. 9, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment Nos. 3 and 5 and Order Instituting Procee Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-10 09:02:42 Funds Financial markets Exchange-traded funds Financial services Futures contract Stock market index Advisorshares Inverse exchange-traded fund Stock market Financial economics Investment Finance
49	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]December 13, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-16 09:31:43 Funds Collective investment schemes Stock market Gold exchange-traded product Advisorshares Closed-end fund Gold as an investment Exchange-traded note Stock market index Investment Financial economics Exchange-traded funds
50	Incoming Letter: Request of First Trust Exchange-Traded Fund VI for Exemptive, Interpretive and/or No-Action Relief from Rule 10b-17 and Rules 101 and 102 of Regulation M promulgated under the Securities Exchange Act of Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-03-06 12:30:09 Funds Financial services Collective investment schemes IShares Mutual fund Index fund Advisorshares Xinhua A50 China Tracker PowerShares Financial economics Investment Exchange-traded funds

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