76th

Results: 2691



#Item
81Financial adviser / Business / Corporate taxation in the United States / Types of business entity / Money / Finance / Investment / 76th United States Congress / Investment Advisers Act

SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No; American Capital, Ltd., et al.; Notice of Application July 3, 2014 Agency: Securities and Exchange Commission (“Commission”). A

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Source URL: edgar.sec.gov

Language: English - Date: 2014-07-03 15:25:44
82U.S. Securities and Exchange Commission / Financial economics / Investment / Government / 76th United States Congress / Investment Advisers Act / T. Rowe Price

T. Rowe Price Associates, Inc. and T. Rowe Price International Ltd

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Source URL: edgar.sec.gov

Language: English - Date: 2015-04-09 09:54:54
83Finance / Stock market / 76th United States Congress / SEC filings / Registered Investment Advisor / Proxy statement / Investment Advisers Act / Investment Advisor / Financial Industry Regulatory Authority / United States securities law / Financial economics / Business

Microsoft WordSTA SSA Joint Letter.doc

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Source URL: www.sec.gov

Language: English - Date: 2012-03-16 16:54:12
84Financial regulation / Economy of the United States / 76th United States Congress / Investment Company Act / United States securities law

UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release NoMay 20, 2015 ____________________________________

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Source URL: www.sec.gov.

Language: English - Date: 2015-05-22 10:11:23
85U.S. Securities and Exchange Commission / Financial regulation / Government / 76th United States Congress / Investment Company Act / United States securities law

Order: American Fidelity Dual Strategy Fund, Inc.

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Source URL: edgar.sec.gov

Language: English - Date: 2015-02-26 10:25:47
86U.S. Securities and Exchange Commission / Government / 76th United States Congress / New Deal agencies / Investment Advisers Act

UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No. IA-4090; May 19, 2015

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Source URL: edgar.sec.gov

Language: English - Date: 2015-05-20 11:43:54
87U.S. Securities and Exchange Commission / Financial regulation / Financial economics / Finance / Financial services / 76th United States Congress / Investment Company Act / United States securities law

Putnam Classic Equity Fund

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Source URL: www.sec.gov.

Language: English - Date: 2015-05-22 10:15:19
88Appellate review / Lawsuits / Legal procedure / Expungement / Administrative law in Singapore / Law / Court systems / Appeal

76th OREGON LEGISLATIVE ASSEMBLYRegular Session Senate Bill 452 Sponsored by Senator PROZANSKI (at the request of Central Oregon LandWatch) (Presession filed.) SUMMARY

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Source URL: www.sawneeservices.com

Language: English - Date: 2011-10-27 05:00:29
8973rd United States Congress / United States Securities and Exchange Commission / Corporate crime / U.S. Securities and Exchange Commission / Investment Advisers Act / Securities regulation in the United States / Government / Securities Exchange Act / Investment Advisor / United States securities law / 76th United States Congress / Financial regulation

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 7, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: edgar.sec.gov

Language: English - Date: 2015-05-07 12:58:36
90Registered Investment Advisor / Government / 76th United States Congress / Investment Advisers Act / U.S. Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release NoApril 28, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov.

Language: English - Date: 2015-04-28 14:56:21
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