<--- Back to Details
First PageDocument Content
Business / Joseph Borg / Financial regulation / North American Securities Administrators Association / Securities Commission of New Zealand / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial adviser / Uniform Combined State Law Exam / Uniform Securities Act / United States securities law / Financial economics / Finance
Date: 2014-03-12 14:19:32
Business
Joseph Borg
Financial regulation
North American Securities Administrators Association
Securities Commission of New Zealand
Dodd–Frank Wall Street Reform and Consumer Protection Act
Financial adviser
Uniform Combined State Law Exam
Uniform Securities Act
United States securities law
Financial economics
Finance

Microsoft Word[removed]NASAA IA Switch

Add to Reading List

Source URL: www.asc.state.al.us

Download Document from Source Website

File Size: 11,30 KB

Share Document on Facebook

Similar Documents

U.S. Securities and Exchange Commission / United States securities law / Finance / New Deal / Economy / SEC filings / 73rd United States Congress / Crowdfunding / Securities Act / Regulation A / Security / Regulation S-K

Notice of Request for Public Comment Regarding a Proposed NASAA Model Rule and Uniform Notice Filing Form for Regulation A – Tier 2 Offerings

DocID: 1r18e - View Document

Economy / Stock market / Corporate finance / Equity securities / Economics / Investment / Bond / Preferred stock / United States corporate law / Stock

CHAPTERINVESTMENTS. Article 1. General Provisions. Drafting note: Existing Chapter 3 of Title 26 consists of two articles: Article 1 (General Provisions) and Article 2 (Uniform Prudent Investor Act). Proposed Chap

DocID: 1qRj2 - View Document

Economy / Finance / Money / Taxation in the United States / Tax avoidance / Uniform Gifts to Minors Act / United States securities law / Institutional investors / Dividend / Cost basis / Mutual fund / Short

Mail Completed Form To: Azzad Funds C/O Mutual Shareholder Services 8000 Town Centre Dr. Ste 400 Broadview Heights, OHMake checks payable to: Azzad Funds

DocID: 1qJUy - View Document

Law / Computer law / Uniform Electronic Transactions Act / Food and Drug Administration / Electronic signature / Consumer protection / Anti-circumvention / Securities Act / Radiation Control for Health and Safety Act / Electronic Signatures in Global and National Commerce Act

SOne Hundred Sixth Congress of the United States of America AT T H E S E C O N D S E S S I O N

DocID: 1qJbp - View Document

Finance / Economy / Money / United States securities law / Personal finance / Investment / Tax avoidance / Taxation in the United States / Uniform Gifts to Minors Act / 529 plan / Coverdell Education Savings Account / Securities Investor Protection Corporation

Direct Application Edits pg1a

DocID: 1qxl2 - View Document