North American Securities Administrators Inc. / AB 1799 AB / William Beatty NASAA / Financial Industry Regulatory Authority / NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION INC. / /
Country
United States / U.S. Virgin Islands / / /
IndustryTerm
depository tool / state-law purposes / federal law / financial services / public-facing tool / /
Organization
INC / NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION / Securities and Exchange Commission / /
Person
Gerald Rome / Judith M. Shaw / Kathryn Daniels / Melanie Senter Lubin / John Morgan / Andrea Seidt / William T. Pound / William Beatty / Keith Woodwell / Joseph P. Borg / Michael Rothman / Anya Coverman / A.Valerie Mirko / / /
Position
HB / bills HB / President / broker / Deputy General Counsel / Acting Executive Director / Brady Secretary / Executive Director National Conference / Deputy Director of Policy / Treasurer / Securities Director / Director of Policy ’s Deputy / /
Product
BrokerCheck / Colorado / /
ProvinceOrState
Texas / New Jersey / Nebraska / Vermont / Ohio / Minnesota / Alabama / Maine / Maryland / Illinois / Nevada / Indiana / Oregon / Hawaii / Connecticut / Michigan / Missouri / Tennessee / Utah / District of Columbia / Pennsylvania / Delaware / North Carolina / California / Georgia / Iowa / Massachusetts / Colorado / Ontario / New Hampshire / D.C. / /
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org