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Financial services / Financial economics / Financial regulation / Registered Investment Advisor / Financial adviser / Investment Advisers Act / Uniform Investment Adviser Law Exam / Financial planner / Uniform Combined State Law Exam / United States securities law / Finance / Business


RULE Office of the Governor Office of Financial Institutions Investment Adviser Registration Procedure (LAC 10:XIII[removed]The Office of the Governor, Office of Financial Institutions, in accordance with the
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Document Date: 2008-12-04 10:42:35


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Standards Inc. / /

Event

Person Communication and Meetings / /

Facility

American Institute of Certified Public Accountants / American College / CFA Institute / /

Organization

the American College / office of Financial Institutions / Securities Chapter / Governor office of Financial Institutions Investment Adviser Registration Procedure / Investment Adviser Association / U.S. Securities and Exchange Commission / American Institute of Certified Public Accountants / CFA Institute / /

Person

John Ducrest / Examination / Bryn Mawr / /

Position

Personal Financial Specialist / Financial Analyst / representative / Investment Counselor / Governor / investment adviser representative / General / Financial Consultant / Certified Financial Planner Board / Financial Planner / federal covered adviser / CPA Commissioner / commissioner / adviser / Investment Adviser / Uniform Investment Adviser / /

ProvinceOrState

Louisiana / Pennsylvania / /

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