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Illinois Secretary of State Securities Department Instructions for Registration as an Investment Adviser
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Document Date: 2012-02-06 10:25:40


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File Size: 335,96 KB

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City

St. Springfield / Matteson / Northlake Tucker / Building Champaign / Philadelphia / Peoria / Deerfield / Indianapolis / Schaumburg / Chicago / Lombard / /

Company

Securities Exam Preparation Inc. / Marion / Illinois Limited Liability / IARD & CRD Systems / FINRA BANK / Mellon Financial / Dearborn Financial Institute Inc. / Financial Industry Regulatory Authority / Foreign Corporations Limited Partnerships / Business Corporation / Revised Uniform Limited Partnership / Securities Training Corporation / /

Currency

USD / /

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Facility

Plaza Dr. Carterville / Homewood / Walden Office Square / Investment Training Institute / Norwoods Professional Building / Park Place Plaza / N. University / /

IndustryTerm

bank / /

Organization

Investment Training Institute / Illinois Securities Department / U.S. Securities and Exchange Commission / Department of Business Services / Prometric Testing Center / Dearborn Financial Institute / N. University / /

Person

Jefferson Terrace / Acknowledgement / Sole Proprietor / Make / /

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Position

registered investment adviser representative / investment adviser representative / Representative and Salesperson Illinois Secretary / investment adviser in the State of Illinois / officer / general partner or the sole proprietor / undersigned dealer / Secretary of State for each branch office / Rt / proprietor / Secretary / officer / Secretary of State / Illinois Secretary / investment adviser representative in the State of Illinois / Governor / Walden Office Sq. Gateway Executive / Investment Adviser / administrator / Representative / Illinois Secretary of State / dealer / adviser / /

ProvinceOrState

Illinois / Indiana / Pennsylvania / Georgia / /

URL

www.iard.com / www.finra.org / www.sec.gov/about/forms/formadv.pdf / www.iard.com/firm_users_man.asp / www.iard.com/pdf/state_packet.pdf / www.iard.com/UserSupport.asp / www.ilga.gov / www.iard.com/pdf/firm_users_man_mod9.pdf / /

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