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UNIFORM FORMS REFERENCE GUIDE If you have questions or comments about the Form U-4 or the Form U-5, you may contact the following entities: Electronic Filing Information: Central Registration Depository (CRD)®, Web CRDS
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Document Date: 2013-02-13 10:39:01

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City

Washington / DC / /

Company

NASD Regulation Inc. / CRDSM NASD Regulation Inc. / Investment Counsel Association of America Inc. / Standards Inc. / /

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Facility

American College / American Institute of Certified Public Accountants / /

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IndustryTerm

Web CRD / /

Organization

NASAA’s Corporate Office / North American Securities Administrators Association / the American College / Investment Counsel Association of America / U.S. Securities and Exchange Commission / Association for Investment Management Research / American Institute of Certified Public Accountants / NASD / /

Person

Indirect Owners / Bryn Mawr / /

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Position

Personal Financial Specialist / Investment Counselor / Certified Financial Planner Board / Investment Adviser / Representative / Consultant / webcrd@nasd.com Investment Adviser / Financial Planner / Chartered Financial Analyst / adviser / /

ProgrammingLanguage

DC / /

ProvinceOrState

Pennsylvania / Maryland / /

URL

www.iard.com / www.nasdr.com / www.nasdr.com/3400.htm / www.nasaa.org / www.sec.gov/rules/othrindx.htm / www.sec.gov/iard / /

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