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U.S. Securities and Exchange Commission
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21	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-04-14 15:42:16 Economy Finance Money U.S. Securities and Exchange Commission Stock market 73rd United States Congress Extended-hours trading Funds Investment Securities Exchange Act New York Stock Exchange Securities regulation in the United States
22	COMPLEXITY OF REGULATION Chester S. Spatt† It is a great pleasure to provide keynote remarks at this weekend’s conference on “Complexity and Change in Financial Regulation” at the Harvard Law School. In my commen Add to Reading List Source URL: www.hblr.org Language: English - Date: 2014-08-26 11:36:17 Economy Systemic risk Money Finance Volcker Rule DoddFrank Wall Street Reform and Consumer Protection Act Too big to fail Financial crisis of 20072008 Wall Street reform U.S. Securities and Exchange Commission Derivative Credit rating agency
23	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.COMB APPROVAL INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Add to Reading List Source URL: www.baltia.com Language: English - Date: 2016-02-16 12:09:17 SEC filings Finance Economy U.S. Securities and Exchange Commission 73rd United States Congress Money Security Stock market Form 4 Securities Exchange Act Warrant
24	JanuaryFinancial Reporting Center New Revenue Recognition Add to Reading List Source URL: www.aicpa.org Language: English - Date: 2016-07-29 10:49:32 Economy Business economics Accounting United States Generally Accepted Accounting Principles International Financial Reporting Standards Generally Accepted Accounting Principles U.S. Securities and Exchange Commission Revenue recognition IFRS 15 Income statement Accounting Standards Codification Convergence of accounting standards
25	Microsoft Word - PE_TMP_0001ovr00004ns.docx Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-03-20 17:10:22 Law Financial Industry Regulatory Authority United States securities law Arbitral tribunal Arbitration Forum U.S. Securities and Exchange Commission Arbitration in the United States Beijing Arbitration Commission
26	Industry Insight September 2015 www.astfundsolutions.com www.cefinsight.com Add to Reading List Source URL: www.astfundsolutions.com Language: English - Date: 2015-09-25 11:54:59 Economy Finance Money Institutional investors Shareholders Mutual fund Mutualism U.S. Securities and Exchange Commission Activist shareholder Investment Company Institute Hedge fund
27	SEC Report Recommends that the SEC Be Authorized To Directly Regulate the Form, Content and Timing of Municipal Bond Disclosure On July 31, 2012, the Securities and Exchange Commission (the “SEC”) released its Report Add to Reading List Source URL: www.pacificalawgroup.com Language: English - Date: 2012-08-21 16:06:41 U.S. Securities and Exchange Commission 73rd United States Congress Economy Government New Deal Corporate crime Municipal Securities Rulemaking Board Municipal bond Securities Act Securities Exchange Act Tower Amendment Electronic Municipal Market Access
28	The Financial CHOICE Act Creating Hope and Opportunity for Investors, Consumers and Entrepreneurs Executive Summary KEY PRINCIPLES: 1. Economic growth must be revitalized through competitive, transparent, and innovative Add to Reading List Source URL: financialservices.house.gov Language: English - Date: 2016-06-07 08:14:36 Economy Systemic risk Finance Money Great Recession in the United States United States federal banking legislation Corporate crime Federal Deposit Insurance Corporation DoddFrank Wall Street Reform and Consumer Protection Act Consumer Financial Protection Bureau Financial Stability Oversight Council U.S. Securities and Exchange Commission
29	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-07-15 13:45:03 Finance Money Economy Exchange-traded funds VanEck IShares U.S. Securities and Exchange Commission SPDR Index fund Financial adviser Securities Exchange Act Securities regulation in the United States
30	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-01-26 09:09:48 Economy Finance Money Financial markets Stock market 73rd United States Congress U.S. Securities and Exchange Commission BATS Global Markets Securities Exchange Act Futures contract Direct Edge Securities regulation in the United States