<--- Back to Details
| First Page | Document Content | |
|---|---|---|
 Finance Hedge fund Regulation S-X Commodity Pool Operator Commodity pool Commodity Futures Trading Commission Mutual fund Regulatory compliance Commodity Exchange Act Financial economics Investment Commodities market |
Add to Reading List |
Microsoft Word - Letter to CFTC on CFC Issues[removed]FINAL.doc | CLIENT MEMORANDUM CFTC Proposes Amendments to Foreign Intermediary Exemptions August 5, 2016DocID: 1qaIU - View Document |
| OMB APPROVAL OMB Number: Estimated average burden hours per responseDocID: 1ptdm - View Document |
| National Futures Association: Proposed Technical Amendments to NFA Requirements – NFA Bylaw 1507 and NFA Interpretive Notice to NFA Compliance Rule 2-9: Enhanced Supervisory RequirementsDocID: 1pmq2 - View Document |
| OMB APPROVAL OMB Number: Estimated average burden hours per responseDocID: 1oOK6 - View Document |
| Print Form Clear form APPLICATION AS SAM AUTHORIZED PERSON FOR A FOREIGN APPROVED PARTICIPANTDocID: 1oFji - View Document |