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Financial Industry Regulatory Authority / Economy of the United States / Trade Reporting And Compliance Engine / Business / U.S. Securities and Exchange Commission / Securities Exchange Act / ACT / Municipal Securities Rulemaking Board / Selling away / United States securities law / Self-regulatory organizations / Financial regulation


SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]March 11, 2015 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc; Notice of Filing of Amendment No. 1 and Or
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Document Date: 2015-03-11 17:24:09

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File Size: 47,42 KB

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City

Washington / DC / /

Company

Financial Industry Regulatory Authority Inc / TRACE-Eligible Securities / Thomson Reuters / /

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IndustryTerm

printing / industry technology / Internet comment form / technology budgets / Internet website / /

Organization

MSRB / Securities Industry and Financial Markets Association / Securities and Exchange Commission / Division of Trading and Markets / FINRA / /

Person

Affiliate / Brent J. Fields / Kyle C. Wooten / Sean C. Davy / /

Position

Governor / Deputy Director / official business days / Managing Director / Secretary / /

Technology

industry technology / /

URL

http /

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