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Financial Industry Regulatory Authority / Financial system / Securities Exchange Act / Business / U.S. Securities and Exchange Commission / Trade Reporting And Compliance Engine / Selling away / United States securities law / Self-regulatory organizations / Financial regulation


SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]August 2, 2012 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Withdrawal of Proposed Rule Cha
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Document Date: 2012-08-03 09:29:48


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File Size: 25,80 KB

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Company

Financial Industry Regulatory Authority Inc. / Securities Dealers Inc. / /

Event

Product Recall / Product Issues / /

Organization

National Association of Securities Dealers / Securities and Exchange Commission / Division of Trading and Markets / FINRA / /

Position

Deputy Secretary / /

Product

Proposed Rule Change / proposed change / /

URL

http /

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