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Trade Reporting Notice[removed]
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Document Date: 2013-08-01 15:08:05

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File Size: 70,21 KB

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Company

Firm A / Financial Industry Regulatory Authority Inc. / Mortgaged-Backed Securities / Asset Backed Securities / /

Country

United States / /

Currency

USD / /

/

Event

M&A / /

Organization

U.S. Securities and Exchange Commission / office of General / FINRA / /

Person

Sharon Zackula / Patrick Geraghty / Elliot Levine / /

/

Position

broker-dealer / Counsel / Vice President / Vice President and Counsel / executing broker / Executive / Investment Adviser / managing underwriter / Investment Advisors / Vice President / Market Regulation / underwriter / General Counsel / syndicate manager / /

ProvinceOrState

Iowa / /

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