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Alternative display facility / Financial economics / Financial Industry Regulatory Authority / Trade Reporting And Compliance Engine / U.S. Securities and Exchange Commission / Securities Exchange Act / ACT / United States securities law / Economy of the United States / Financial regulation


SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File Nos. SR-FINRA[removed]January 27, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving the Proposed Rule Chan
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Document Date: 2014-01-28 08:18:38

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File Size: 52,25 KB

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Company

Financial Industry Regulatory Authority Inc. / National Stock Exchange Inc. / /

Currency

USD / ADF / /

Facility

OTC Equity Trade Reporting Facility / FINRA Alternative Display Facility / /

IndustryTerm

electronic communications networks / technology environment / bank / technology platforms / software deployments / /

Organization

ADF Trading Center / Securities and Exchange Commission / NASD / FINRA / /

Person

Elizabeth M. Murphy / David Harris / Janet McGinness / Stephanie M. Dumont / /

Position

Vice President and Director of Capital Markets Policy / Secretary / General Counsel / Chairman and CEO / Executive Vice President / Secretary / /

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