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Financial Industry Regulatory Authority / Economy of the United States / ACT / Business / U.S. Securities and Exchange Commission / Securities Exchange Act / Trade Reporting And Compliance Engine / Selling away / United States securities law / Self-regulatory organizations / Financial regulation


SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]December 5, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Cha
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Document Date: 2014-12-08 09:02:02

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File Size: 39,91 KB

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City

Washington / DC / /

Company

Financial Industry Regulatory Authority Inc. / TRACE-Eligible Securities / Non-Member Affiliates / /

Country

United States / /

/

IndustryTerm

printing / Internet comment form / Internet website / /

Organization

I. Self-Regulatory Organization / Securities and Exchange Commission / Division of Trading and Markets / Self-Regulatory Organization / FINRA / /

Person

Brent J. Fields / /

Position

Governor / official business days / dealer / Secretary / /

URL

http /

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