First Page | Document Content | |
---|---|---|
Date: 2016-07-07 08:58:34Systemic risk Financial markets Self-regulatory organizations Stock market Commodity markets Derivative Commodity Futures Trading Commission Swap Execution Facility Over-the-counter National Futures Association Commodity Futures Modernization Act Futures contract | Derivatives: Introduction and Legislation in the 114th CongressAdd to Reading ListSource URL: www.fas.orgDownload Document from Source WebsiteFile Size: 1,01 MBShare Document on Facebook |
How Widespread and Predictable is Stock Broker Misconduct?∗ Craig McCann, PhD, CFA† Chuan Qin, PhD‡ Mike Yan, PhD, CFA, FRM§ AbstractDocID: 1rpew - View Document | |
n Industry profile Rick McVey, MarketAxess Photos: Claudia Gannon “We’re evolving from a ‘client-to-multi-dealer’ e-trading venue to an ‘all-to-all’ approach thatDocID: 1royv - View Document | |
SR-FINRANotice of Filing and Immediate EffectivenessDocID: 1rngb - View Document | |
Microsoft Wordindex1.docDocID: 1rl1G - View Document | |
JMB_Insurance_(4C)LogoReverseDocID: 1rgcM - View Document |