<--- Back to Details
| First Page | Document Content | |
|---|---|---|
 Date: 2015-03-11 22:42:55Investment banks Finance Stock market BNP Paribas United States securities law Real estate investment trust Prospectus Stapled security Securities Act Investment Financial economics Securities |
| UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK ----------------------------------------------------------x UNITED STATES SECURITIES AND : EXCHANGE COMMISSION,DocID: 1t6bI - View Document |
| How Widespread and Predictable is Stock Broker Misconduct?∗ Craig McCann, PhD, CFA† Chuan Qin, PhD‡ Mike Yan, PhD, CFA, FRM§ AbstractDocID: 1rpew - View Document |
| SR-FINRANotice of Filing and Immediate EffectivenessDocID: 1rngb - View Document |
| United States Court of Appeals FOR THE DISTRICT OF COLUMBIA CIRCUIT Argued April 14, 2016 Decided June 14, 2016DocID: 1rn4k - View Document |
| COMPENSATION COMMITTEE CHARTER (updated as of JuneI. Purpose and AuthorityDocID: 1rmL5 - View Document |