Securities

Results: 90629



#Item
851Financial regulation / Economy / Finance / Law / Money laundering / Financial Action Task Force on Money Laundering / Beneficial ownership / International Organization of Securities Commissions / Terrorism financing / Asia/Pacific Group on Money Laundering / International Association of Insurance Supervisors

GROUP OF INTERNATIONAL FINANCE CENTRE SUPERVISORS c/o P.O. BOX 58, FINCH HILL HOUSE, BUCKS ROAD, DOUGLAS ISLE OF MAN IM99 1DT TELEPHONE: + FACSIMILE: + E-MAIL:

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Source URL: www.gifcs.org

Language: English - Date: 2016-04-20 04:06:44
852Economy / Finance / Money / Corporate finance / Investment / Equity securities / Funds / Financial markets / Investment fund / Venture capital / Income tax in the United States / Participation exemption

SICAR (Venture Capital Investment Vehicles) Edition 2015 Contents 1 Characteristics of a SICAR

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Source URL: www.grantthornton.lu

Language: English
853Private equity / Equity securities / Venture capital / Private investment in public equity / Pipe / OTC Bulletin Board / Private placement agent

144A, PIPE and Venture Capital.qxp

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Source URL: www.egsllp.com

Language: English - Date: 2014-12-30 10:33:26
854Economy / Finance / Money / Funds / Equity securities / European Public Real Estate Association / Real estate investment trust / National Association of Real Estate Investment Trusts / London Stock Exchange / Stock fund / Index / Investment fund

Jul 2016 American Equity Unconstrained Fund 31 July 2016

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Source URL: uk.standardlifeinvestments.com

Language: English - Date: 2016-08-23 14:35:13
855Economy / Finance / Money / United States securities law / Self-regulatory organizations / Financial Industry Regulatory Authority / Ombudsman / Securities regulation in the United States / ACT / Brokerage firm / Broker-dealer

PDF Document

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Source URL: federalombuds.ed.gov

Language: English - Date: 2015-03-02 20:22:14
856Economy / Finance / Money / Personal finance / Professional certification in finance / Financial planners / Corporate crime / Financial adviser / Certified Financial Planner / Financial services / U.S. Securities and Exchange Commission / UBS

Part 2B of Form ADV: Brochure Supplement William Nicholson PriceBeallsville Rd. Barnesville, MDSpire Wealth Management, LLC

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Source URL: williamprice.com

Language: English - Date: 2015-04-17 10:57:06
857Economy / Finance / Money / Investment / Financial services / Funds / Financial markets / Equity securities / Management fee / MSCI / Asset allocation / Rate of return

Balanced_Fund_12-31-09_with_Composite_Bench.xls

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Source URL: www.umcfoundation.org

Language: English - Date: 2016-04-22 09:16:40
85873rd United States Congress / U.S. Securities and Exchange Commission / Financial regulation / Securities Exchange Act / Securities regulation in the United States / Futures contract / Economy / Finance

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-04-13 16:03:28
859U.S. Securities and Exchange Commission / United States securities law / Finance / New Deal / Economy / SEC filings / 73rd United States Congress / Crowdfunding / Securities Act / Regulation A / Security / Regulation S-K

Notice of Request for Public Comment Regarding a Proposed NASAA Model Rule and Uniform Notice Filing Form for Regulation A – Tier 2 Offerings

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Source URL: nasaa.cdn.s3.amazonaws.com

Language: English - Date: 2016-01-27 12:38:27
860

Freddie Mac Announces New High LTV Gold PC Prefix June 1, 2016 Upon the expiration of the U6 pool prefix range, Freddie Mac will begin issuing newly formed 30-year High LTV >105% and <=125% PC and Giant PC securities und

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Source URL: www.freddiemac.com

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