Securities

Results: 90629



#Item
641Canadian law / Identity management / Law / Privacy / Canadian securities regulation / Freedom of information laws by country / Government / Politics / Information

Securities/Commodities Complaint Form Print and complete this form and submit along with any documentation to: The Manitoba Securities Commission, Complaints/Investigation, 500–400 St. Mary Avenue, Winnipeg, Manitoba R

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Source URL: www.mbsecurities.ca

Language: English - Date: 2016-02-09 15:15:34
642Economy / Finance / Money / Systemic risk / Financial markets / Repurchase agreement / Liability / Collateral management / Securities lending / Security / Credit risk / Collateral

Trust Companies Association of Japan

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Source URL: www.fsb.org

Language: English - Date: 2015-02-26 04:21:10
643Finance / Economy / Financial economics / Corporate finance / Stock market / Equity securities / Balance sheet / Treasury stock / Share / Stock

(TRANSLATION FOR REFERENCE ONLY) August 4, 2016 News Release Company name: Representative:

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Source URL: glory-global.com

Language: English - Date: 2016-08-04 00:34:26
644Economy / Finance / Money / European Union directives / Investment / Systemic risk / Funds / Collective investment schemes / Undertakings for Collective Investment in Transferable Securities Directive / Specialized investment fund / Open-ended investment company / SICAV

investment management setting up an investment fund in luxembourg table of contents

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Source URL: www.alfi.lu

Language: English - Date: 2013-06-07 03:46:09
645Business economics / Economy / Accounting / Financial statements / Mergers and acquisitions / Corporate finance / Balance sheet / Shareholders / Consolidation / Retained earnings / Equity / Consolidated financial statement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CFORM 10-Q (Mark one) ⌧ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

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Source URL: www1.snapon.com

Language: English - Date: 2016-07-21 06:36:52
646E-commerce / Economy / Business / Alibaba Group / WIGE

Ad-hoc announcement of 24 February 2016 pursuant to Section 15 of the German Securities Trading Act (WpHG) _wige MEDIA AG, ISIN: DE000A1EMG56 / WKN: A1EMG5 _wige MEDIA AG to partner Alibaba Sports Group Cologne, 24 Febru

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Source URL: investor.wige.de

Language: English - Date: 2016-03-03 11:05:41
647Economy / Finance / Money / Corporate finance / Equity securities / Investment / Financial markets / Private equity / Apollo Global Management / Venture capital / Kohlberg Kravis Roberts / Direct lending

Private Debt Forum, Europe 2016 The Largest Gathering of Private Debt Professionals in Europe Day 1 - Tuesday 24 May:30 - 9:00

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Source URL: www.tikehauim.com

Language: English - Date: 2016-05-16 05:32:56
648Economy / European Union directives / Money / Finance / Alternative Investment Fund Managers Directive / Specialized investment fund / Undertakings for Collective Investment in Transferable Securities Directive / European Union law / Institutions for Occupational Retirement Provision Directive / CE marking / Citizens Rights Directive

DirectiveEU of the European Parliament and of the Council of 8 June 2011 on Alternative Investment Fund Managers and amending DirectivesEC andEC and Regulations (EC) Noand (EU) No 10

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Source URL: www.kmgsicavsif.com

Language: English - Date: 2014-02-02 04:15:57
649Economy / Finance / Money / Investment / Financial services / United States securities law / Self-regulatory organizations / Brokerage firm / Financial Industry Regulatory Authority / Stockbroker / Yield spread premium

How Widespread and Predictable is Stock Broker Misconduct?∗ Craig McCann, PhD, CFA† Chuan Qin, PhD‡ Mike Yan, PhD, CFA, FRM§ Abstract

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Source URL: slcg.com

Language: English - Date: 2016-06-02 16:19:24
650Economy / Finance / Money / Stock market / Corporate finance / Shareholders / Equity securities / Options / Executive compensation / Stock dilution / Restricted stock / Equity

Canada Equity Plan Scorecard Frequently Asked Questions Effective for Meetings on or after February 1, 2016 Published January 4, 2016

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Source URL: www.issgovernance.com

Language: English - Date: 2016-01-05 04:36:57
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