The Ontario Securities Commission OSC Bulletin April 12, 2018 Volume 41, Issue), 41 OSCB

Source URL: www.osc.gov.on.ca

Robinhood Financial SEC Rule 606 Report Disclosure Second Quarter 2018 Robinhood Financial (“Robinhood”) has prepared this report pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage fir

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UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoJune 14, 2018 ADMINISTRATIVE PROCEEDING

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April 14, 2016 Brent J. Fields Secretary US Securities and Exchange Commission 100 F Street, N.E. Washington, D.C

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Are you an informed investor? Private Placements In 2012 , Congress passed the JOBS Act, which directs the Securities and Exchange Commission (SEC) to implement rules that, among other things, allow general solicitation

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Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C

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UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 4, 2018

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ALABAMA SECURITIES COMMISSION LEGISLATIVE UPDATE Investor Education and Fraud Prevention Outreach Program

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