Scienter

Results: 95



#Item
71Securities Act / Scienter / U.S. Securities and Exchange Commission / SEC Rule 10b-5 / Motion / Securities regulation in the United States / United States securities law / Law / Securities Exchange Act

Microsoft Word - id384rgm.doc

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Source URL: www.sec.gov

Language: English - Date: 2009-08-07 15:01:17
72Judgment / Judgment as a matter of law / Scienter / Pattison / Summary order / SEC Rule 10b-5 / Motion / U.S. Securities and Exchange Commission / Summary judgment / Law / United States securities law / Civil procedure

Initial Decision: Michael C. Pattison, CPA

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Source URL: www.sec.gov

Language: English - Date: 2011-10-03 10:55:42
73Securities Act / SEC Rule 10b-5 / Securities Exchange Act / U.S. Securities and Exchange Commission / Scienter / Securities fraud / Securities regulation in the United States / United States securities law / Law / Financial regulation

Microsoft Word - id386rgm.doc

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Source URL: www.sec.gov

Language: English - Date: 2009-08-24 12:50:38
74Scienter / Securities Exchange Act / SEC Rule 10b-5 / Law / United States securities law / Cease and desist

Initial Decision dated November 16, 2000

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Source URL: www.sec.gov

Language: English - Date: 2009-03-09 17:30:52
75SEC Rule 10b-5 / Securities Exchange Act / Scienter / Securities regulation in the United States / Securities Act / Securities and Exchange Commission / United States securities law / Law / Government

Microsoft Word - ID 334.doc

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Source URL: www.sec.gov

Language: English - Date: 2007-09-20 11:49:26
76SEC Rule 10b-5 / Securities Exchange Act / Securities regulation in the United States / Insider trading / Securities and Exchange Commission / Scienter / United States securities law / Law / Government

Microsoft Word - Complaint.FINAL.docx

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Source URL: www.sec.gov

Language: English - Date: 2014-03-31 13:08:35
77Scienter / Private Securities Litigation Reform Act / Amicus curiae / North American Securities Administrators Association / SEC Rule 10b-5 / Securities fraud / Matrixx Initiatives /  Inc. v. Siracusano / Law / United States securities law / Tellabs /  Inc. v. Makor Issues & Rights /  Ltd.

Microsoft Word - Matrixx -final 11.11

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Source URL: www.nasaa.org

Language: English - Date: 2013-06-27 16:18:51
78Basic Inc. v. Levinson / SEC Rule 10b-5 / Stoneridge Investment Partners v. Scientific-Atlanta / Securities Litigation Uniform Standards Act / Securities Act / U.S. Securities and Exchange Commission / Scienter / Securities regulation in the United States / Erica P. John Fund /  Inc. v. Halliburton Co. / United States securities law / Law / Private Securities Litigation Reform Act

Microsoft Word - 13-317bsacUnitedStates

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Source URL: blogs.reuters.com

Language: English - Date: 2014-06-22 06:25:07
79United States Securities and Exchange Commission / Civil procedure / Private Securities Litigation Reform Act / Scienter / Williams Act / Tellabs /  Inc. v. Makor Issues & Rights /  Ltd. / Securities regulation in the United States / Securities Act / Securities fraud / Law / United States securities law / 73rd United States Congress

Rubke v. Capitol Bancorp Ltd, 551 F.3d[removed]Fed. Sec. L. Rep. P 95,042, 09 Cal. Daily Op. Serv. 492, 2009 Daily Journal D.A.R[removed]F.3d 1156 United States Court of Appeals, Ninth Circuit.

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Source URL: blogs.reuters.com

Language: English - Date: 2014-06-19 09:41:48
80United States Securities and Exchange Commission / New Deal / Securities Act / U.S. Securities and Exchange Commission / Securities Exchange Act / Scienter / Class action / Security / Securities fraud / United States securities law / Law / 73rd United States Congress

Joseph v. Wiles, 223 F.3d[removed]Fed. Sec. L. Rep. P 91,[removed]F.3d 1155 United States Court of Appeals, Tenth Circuit.

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Source URL: blogs.reuters.com

Language: English - Date: 2014-06-21 22:49:00
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