SEF - PDFSEARCH.IO - Document Search Engine

SEF
Results: 697

#	Item
31	Tradition SEF, Inc. Participant NoticeNotice of Product Certifications to Tradition SEF’s Equity and Credit Asset Classes CFTC Submission Nos, , andAugust 15, 2018 Add to Reading List Source URL: www.traditionsef.com Language: English - Date: 2018-08-15 15:57:25 Commodity Futures Trading Commission CFTC Swap Execution Facility Commodity markets
32	TRADITION SEF, Inc. Scot J. Halvorsen Senior Regulatory Counsel and Secretary Legal Department Add to Reading List Source URL: www.traditionsef.com Language: English - Date: 2018-06-02 04:26:53 Systemic risk SEF Commodity Futures Trading Commission Securities Exchange Act Finance Regulatory compliance Credit default swap Economy CDX Swap Execution Facility
33	Tradition SEF, Inc. Participant NoticeAmendments to the Tradition SEF Rulebook and StreamGlobal Platform Supplement CFTC Submission NoMarch 29, 2018 Add to Reading List Source URL: www.traditionsef.com Language: English - Date: 2018-03-29 18:11:29 Commodity Futures Trading Commission CFTC Commodity Exchange Act SEF Swap Execution Facility Finance Commodity markets Economy Money
34	TRADITION SEF, Inc. Scot J. Halvorsen Senior Regulatory Counsel and Secretary Legal Department Add to Reading List Source URL: www.traditionsef.com Language: English - Date: 2018-09-26 17:52:54 Futures markets Commodity Futures Trading Commission CFTC Futures contract SEF Finance Money Swap Execution Facility
35	PRESS RELEASE LAUSANNE, 9 DECEMBER 2015 Tradition wins prestigious interdealer broker and SEF of the year awards • Add to Reading List Source URL: www.tradition.com Language: English - Date: 2016-03-18 13:41:20 Financial markets Finance E-commerce Electronic trading Stock market Tradeweb
36	TRADITION SEF, Inc. Scot J. Halvorsen Senior Regulatory Counsel and Secretary Legal Department Add to Reading List Source URL: www.traditionsef.com Language: English - Date: 2018-08-15 15:54:12 Futures markets Commodity Futures Trading Commission CFTC Futures contract SEF Commodity Exchange Act Finance Money Economy Swap Execution Facility
37	Appendix C to Tradition SEF Rulebook Foreign Currency Product Listing Foreign Exchange Product Descriptions Options: The trading strategies allowed include, but are not limited to, all manner of Put, Call, Butterfly, Str Add to Reading List Source URL: www.traditionsef.com Language: English - Date: 2018-08-28 04:05:51 Options Economy Money Finance Foreign exchange option Non-deliverable forward Option style Currency pair Hedge Notional amount Option Moneyness
38	Appendix D to Tradition SEF Rulebook Equities Product Listing Broad-Market Equity Index Swap Product Listing Tradition SEF, Inc. I. Discussion of contracts; not readily susceptible to manipulation Add to Reading List Source URL: www.traditionsef.com Language: English - Date: 2018-09-26 17:46:13 Economy Finance Stock market indices International development Investment Stock market Stock market index Index MSCI Exchange-traded fund Capitalization-weighted index S&P Dow Jones Indices
39	The customer (“Customer”) named below located in Quebec and receiving access to the swap execution facility (the “SEF”) of Tradition SEF, Inc. (“Tradition”) represents to the Tradition Group Swap Introducing Add to Reading List Source URL: www.traditionsef.com Language: English - Date: 2017-09-28 05:17:28 Economy Finance Money Financial markets United States securities law Swap Execution Facility Commodity broker Derivative Clearing house ACT Securities Investor Protection Corporation Financial Industry Regulatory Authority

UPDATE