Microsoft Word - CIEBA ABC Comment Letter File No. S7[removed]doc - S7 - Document - PDFSEARCH.IO

First Page		Document Content
Date: 2010-11-23 08:14:44 Investment Employment compensation Pension Employee Retirement Income Security Act Investment Advisers Act Financial adviser Dodd–Frank Wall Street Reform and Consumer Protection Act Fiduciary Defined benefit pension plan Financial economics Economics Financial services		Microsoft Word - CIEBA ABC Comment Letter File No. S7[removed]doc Add to Reading List Source URL: www.sec.gov Download Document from Source Website File Size: 28,33 KB Share Document on Facebook

	CONFLICT MINERALS The following is provided in connection with Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act and Securities and Exchange Commission Rule 13p-1 and Form SD (17 CFR 240.13p-1 DocID: 1vnAy - View Document
	Section 10 : Dodd-Frank Act Dodd–Frank Wall Street Reform and Consumer Protection Act This act required the Consumer Financial Protection Bureau to issue new rules to protect consumers who send money electronically to DocID: 1ve5J - View Document
	Dodd-Frank at Five Years: Implications for Consumers and the Economy By Todd J. Zywicki Introduction Enacted into law in July 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act (DoddFrank) was animated DocID: 1uVfQ - View Document
	Background In 2012, the U.S. Securities and Exchange Commission (SEC) adopted rules mandated by the conflict minerals disclosure provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act. These rules re DocID: 1sDmX - View Document
	STUDY & RECOMMENDATIONS ON PROHIBITIONS ON PROPRIETARY TRADING & CERTAIN RELATIONSHIPS WITH HEDGE FUNDS & PRIVATE EQUITY FUNDS FINANCIAL STABILITY OVERSIGHT COUNCIL Completed pursuant to section 619 of the Dodd-Frank Wal DocID: 1rrAM - View Document