S7 - PDFSEARCH.IO - Document Search Engine

S7
Results: 1828

#	Item
901	MEMORANDUM To: File Nos. S7-02-13, S7-34-10, S7-40-11 Add to Reading List Source URL: www.sec.gov - Date: 2013-06-13 16:25:48
902	Comment Letter on File No. S7-11-08 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-08-04 15:28:40 SEC filings United States securities law Financial statements 73rd United States Congress United States Securities and Exchange Commission XBRL Regulation S-X International Financial Reporting Standards Generally Accepted Accounting Principles Accountancy Finance Business
903	MEMORANDUM TO: File Number S7-08-12 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-01-16 15:38:32 Economy of the United States Merrill Lynch Bank of America U.S. Securities and Exchange Commission Binary Application Markup Language Primary dealers Financial services Investment
904	Comment Letter on S7-18-07 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-10-10 14:11:46 Finance Financial system Financial regulation Investment Rule 144A Securities Act Qualified institutional buyer Regulation D U.S. Securities and Exchange Commission United States Securities and Exchange Commission Financial economics United States securities law
905	Microsoft Word - Memo to Secretary--S7[removed]etc _Nomura-Instinet_ Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-07-29 13:19:06 Computer networking Self-regulatory organizations Investment United States securities law Financial economics Instinet Financial Industry Regulatory Authority Direct Edge Chicago Board Options Exchange Economy of the United States Silver Lake Partners Stock market
906	Microsoft Word - NAR Comment S7[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-01-09 11:06:34 Financial regulation Short selling Financial markets United States Securities and Exchange Commission Real estate broker CCIM National Association of Realtors Securities Act Broker-dealer Financial economics Business Finance
907	Comment Letter on File No. S7-22-06 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-03-30 10:00:56 Financial services Institutional investors Funds Collective investment schemes Depository Trust & Clearing Corporation Mutual fund Insurance Annuity Life insurance Financial economics Investment Finance
908	Comment Letter on File No. S7-22-08 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-10-17 16:09:18 Financial services Funds Financial economics Investment Collective investment schemes
909	Comment Letter on File No. S7-18-07 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-10-10 14:24:37 United States Securities and Exchange Commission Stock market SEC filings United States securities law Regulation D Securities Act Accredited investor Form D Security Financial economics Investment Finance
910	Microsoft Word - File No S7-22-06; Docket No R[removed]ACLI Supplemental Comments on FRB-SEC Proposed Broker Exceptions for Banks Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-03 15:25:22 Insurance Institutional investors Retirement Annuity American Council of Life Insurers Registered representative Life annuity Life insurance Financial economics Investment Financial institutions

UPDATE