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Financial economics / Commodity Futures Trading Commission / Financial regulation / Dodd–Frank Wall Street Reform and Consumer Protection Act / Foreign exchange fraud / FXCM / Foreign exchange companies / Foreign exchange market / Financial services


Interim Final Temporary Rule; Request for Comments: Retail Foreign Exchange Transactions
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Document Date: 2013-01-31 11:39:01

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File Size: 396,72 KB

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City

New York / Washington / DC / /

Company

Morgan Lewis / Financial Industry Regulatory Authority / Pershing LLC / /

Currency

USD / /

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IndustryTerm

retail fraud / retail forex transaction / retail forex market / retail forex rule / Internet comment form / final retail forex rules / retail forex transactions / volatile and retail forex customers / off-exchange retail forex futures / security futures product / printing / registered broker / retail forex practices / retail customer / retail forex / retail forex rules / media coverage / retail customers / /

Organization

Comptroller of the Currency / Commodity Futures Trading Commission / Federal regulatory agency / Retail Foreign Exchange Transactions AGENCY / Division of Trading and Markets / National Credit Union Association / Federal Deposit Insurance Corporation / Farm Credit Administration / Securities and Exchange Commission / S7-30-11 RIN / /

Person

Obama / Elizabeth Murphy / Carrick Mollenkamp / Jo Anne Swindler / James Brigagliano / Richard Vorosmarti / Angie Le / /

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Position

registered broker / President / broker / official business days / Secretary / broker-dealer / Governor / Assistant Director / broker / dealer / representative / dealer / Special Counsel / /

PublishedMedium

The Wall Street Journal / Public Law / /

SportsLeague

Union Association / /

URL

http /

SocialTag